Investors apparently complained about securities broker James Peter Saar (also known as Jim Saar) [CRD: 1358375, Temecula, California], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. James Saar worked for Center Street Securities Inc. from August 2, 2018, to September 2, 2020. Investors are encouraged to keep reading to find out more about the disclosures involving this broker.
Specifically, on September 15, 2022, a Center Street Securities Inc. client filed FINRA Arbitration No. 22-02109 concerning James Saar. Mainly, the client alleged that Saar made unsuitable recommendations. Because of this, the client allegedly sustained damages related to alternative investments. As a result, the client requested $150,000 in compensation from Center Street Securities Inc. or Saar. It appears that this arbitration awaits a resolution.
Also, a client of Center Street Securities Inc. disputed Saar’s sales practices by filing FINRA Arbitration No. 23-01774 on June 20, 2023. Allegedly, Saar made unsuitable recommendations. It appears that Saar caused the client to incur damages relating to alternative investments. Consequently, the client seeks compensation from Center Street Securities Inc. or Saar in the amount of $50,000 in this ongoing matter.
Did you suffer any investment-related losses because of James Saar? If so, reach out to Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm represents investors on a contingency fee basis and advances all costs. Saar and the brokerage firms Saar worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com