JASON JEANQUART has been registered as a broker since 10/16/2017 and as a financial advisor since 5/26/2020 with CENTAURUS FINANCIAL, INC. of Lexington, South Carolina.
According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JASON JEANQUART has been in the securities industry for 7 years. JASON JEANQUART has 2 disclosures on his FINRA CRD report. One disclosure, dated 5/7/2025, is a “Customer Dispute” filed against Jenquart. This dispute is currently pending, and the allegations are as follows: “The customer alleges that in October of 2019, the Registered Representative recommended and misrepresented, complex, high-risk, illiquid investments.” The damages requested are $20,000.00. There is a “Broker Comment” listed on JASON JEANQUART’s report denying all allegations.
According to FINRA’s website, suitability obligations are critical to ensuring an investor’s protection and promoting fair dealings with clients and ethical sales practices. FINRA’s Rule 2111, governs general suitability obligations. FINRA Rule 2111 requires that a firm or associated person have a reasonable basis to believe a recommended transaction or investment strategy involving a security or securities is suitable for the client. This is based on the information obtained through reasonable diligence of the firm or associated person to ascertain the client’s investment profile. The rule states that the client’s investment profile “includes, but is not limited to, the customer’s age, other investments, financial situation and needs, tax status, investment objectives, investment experience, investment time horizon, liquidity needs [and] risk tolerance,” along with other information. According to FINRA, brokers/financial advisors must have a firm understanding of both the product and the client, according to Rule 2111. The lack of such an understanding itself violates the suitability rule.
The SEC's Regulation Best Interest (Reg BI) establishes a "best interest" standard of conduct for broker/dealers and associated persons when they make a recommendation to a retail client of any securities transaction or investment strategy involving securities, including recommendations of types of accounts.
According to FINRA’s BrokerCheck, JASON JEANQUART has only been listed with CENTAURUS FINANCIAL, INC. of Lexington, South Carolina.
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