JASON JEANQUART has been registered as a broker since 10/16/2017 and as a financial advisor since 5/26/2020 with CENTAURUS FINANCIAL, INC. of Lexington, South Carolina. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JASON JEANQUART has been in the securities industry for 7 years.  JASON JEANQUART has 2 disclosures on his FINRA […]

CHARLES DORAINE Allegedly Sold Unsuitable Investments Have you suffered losses by investing with Next Financial Group Inc. securities broker Charles Doraine (CRD#: 70411, Corpus Christi, Texas)? Notably, the Financial Industry Regulatory Authority (“FINRA”) shows on BrokerCheck that at least six clients contested Doraine’s sales practices. Here is a summary of some recent disputes which concern […]

KYUSUN KIM Cause Your Investment Losses? Soreide Law Group is evaluating possible claims of sales practice violations against Sandlapper Securities, LLC general securities representative Kyusun Kim (CRD#: 2864085, San Diego, CA) who is also known as Kenny Kim. Notably, the Financial Industry Regulatory Authority (“FINRA”) expelled Kim from acting as a broker or associating with […]

INVESTOR ALERT: Losses From KATHERINE NISHNIC? Katherine Nishnic (CRD#: 2499553, Lexington, South Carolina) is a securities broker previously registered with J.P. Turner & Company, L.L.C. and Centaurus Financial, Inc. Notably, customers have complained about Nishnic’s sales practices. Indeed, the Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that three customers referenced Nishnic when disputing the suitability […]

Soreide Law Group has filed a FINRA arbitration on behalf of their client (Claimant) against the firm: CAPITAL FINANCIAL SERVICES, INC. (Respondent) The Claimant is retired, in his 70s, and living in Maryland. The lawsuit alleges that the Claimant was looking for safe and secure retirement income and sought the advice of CAPITAL FINANCIAL broker, […]

Aclient of broker, MICHAEL JAMES KEANE (MICHAEL J KEANE) CRD#: 265697, and UBS of Melville, NY, was granted damages by the Financial Industry Regulatory Authority Inc. (FINRA) of $805,120. This is just the latest payment Keane faced in the past several years to satisfy client complaints. According to FINRA in this instance, from approximately May […]