John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.

Investors apparently complained about securities broker Jason Price Lamb [CRD: 3248356, Nashville, Tennessee], based on publicly available information on FINRA BrokerCheck. Evidently, Jason Lamb has been registered with Arete Wealth Management LLC since February 8, 2021, and previously worked for Center Street Securities Inc. in Soquel, California, from June 17, 2009, to December 1, 2023. Keep reading for details about the disclosures involving this securities broker.
Particularly, on December 2, 2024, a Center Street Securities Inc. client filed FINRA Arbitration No. 24-02338 about Jason Lamb. Primarily, the client alleged that Lamb made unsuitable recommendations. Because of this, the client allegedly sustained damages associated with alternative investments. Therefore, the client requested $100,000 in compensation from Center Street Securities Inc. or Lamb. It appears that this arbitration is pending a resolution.
Specifically, a client of Center Street Securities Inc. contested Jason Lamb’s sales practices by filing FINRA Arbitration No. 24-00138. Allegedly, Lamb made unsuitable recommendations. It appears that Lamb caused the client to sustain damages linked to private placements. As a result, Center Street Securities Inc. opted to settle the matter on April 4, 2025, by compensating the client in the amount of $3,000.
Evidently, a client of Center Street Securities Inc. disputed Jason Lamb’s sales practices by filing FINRA Arbitration No. 22-02365. Allegedly, Lamb made unsuitable recommendations. It appears that Lamb caused the client to sustain damages connected to alternative investments. Consequently, Center Street Securities Inc. opted to settle the matter on January 15, 2025, by compensating the client in the amount of $8,250.
Notably, a Center Street Securities Inc. client filed FINRA Arbitration No. 24-02945 about Jason Lamb. Mainly, the client alleged that Lamb made unsuitable recommendations. For this reason, the investor allegedly incurred damages relating to alternative investments. Therefore, on September 3, 2024, Center Street Securities Inc. settled this matter by paying the client $100,000 in damages.
Are you concerned regarding investments you made with Jason Lamb? You can get in touch with Soreide Law Group at (888) 760-6552 or online and consult with a securities lawyer about a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee arrangement and advances all costs. Lamb and brokerage firms Lamb worked for deny accusations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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