Javier Naselli, Former UBS Broker, Faces Client Allegations Of Selling Away

Javier Adolfo Naselli (CRD: 2425401), a securities broker in Miami, Florida, has faced client complaints alleging investment losses and sales practice violations, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosures. Naselli worked as a securities broker at UBS Financial Services Inc. from June 3, 2011, to July 2, 2024, and as a financial advisor there from October 26, 2021, to July 2, 2024. He has been registered with Creand Securities since August 7, 2025. Here is a closer look at the client disputes.

UBS Clients Accused Javier Naselli Of An Unsuitable Selling Away Scheme

On June 4, 2026, UBS Financial Services Inc. clients filed FINRA Arbitration No. 26-01261 concerning Javier Naselli. The clients alleged that, during 2022 and 2023, Naselli carried out an unsuitable selling away scheme involving an investment in a biorefinery in Uruguay. They claimed $5,000,000 in damages tied to that investment and requested the same amount in compensation from UBS Financial Services Inc. or Naselli. The arbitration is ongoing, according to BrokerCheck.

UBS Client Accused Javier Naselli Of Making Unsuitable Recommendations And Failing To Follow Instructions

In a complaint dated June 10, 2020, a UBS Financial Services Inc. client challenged Naselli’s sales practices. The client alleged that, between November 6, 2015, and June 10, 2020, Naselli made unsuitable recommendations and failed to follow the client’s instructions to make investment decisions based on a sound plan. The client claimed that Naselli’s conduct caused losses involving equities and sought more than $5,000 in compensation from UBS Financial Services Inc. or Naselli. The complaint was denied on July 30, 2020.

Merrill Lynch Investor Accused Javier Naselli Of Churning, Unsuitable Investments, And Mismanagement

Merrill Lynch received a client complaint about Javier Naselli on March 11, 2002. Specifically, the client alleged that Naselli churned the account, made unsuitable investments, and managed the account outside the client’s investment profile. For this reason, the client claimed losses involving debt mutual funds, technology equities, and mutual funds. The client alleged $1,000,000 in damages. This is an unresolved matter.

Seeking Help With Investment Losses Involving Javier Naselli?

Investors who believe they lost money because of Javier Naselli can contact Soreide Law Group online or at (888) 760-6552 to speak with a securities attorney about potentially recovering their losses. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Naselli and the brokerage firms he worked for deny accusations of sales practice violations.