Investors might have sustained losses due to securities broker Jean-Pierre Daniel Gobic (also known as Jeanpierre Gobic) [CRD: 4380699, Sarasota, Florida], according to disclosures on FINRA BrokerCheck. Evidently, Jean-Pierre Gobic has worked for Morgan Stanley in Sarasota, Florida, since March 5, 2010, as a broker, and since March 15, 2010, as an investment adviser. Check out the following information about the pending arbitration disclosure involving Gobic and allegations of sales practice violations.
Specifically, on October 31, 2024, a Morgan Stanley client filed FINRA Arbitration No. 24-02352 about Gobic. Supposedly, Gobic violated Regulation Best Interest and made misrepresentations between 2021 and 2023. Because of this, the client allegedly incurred damages through investing in private securities. Because of this, the client requested damages in compensation from Morgan Stanley or Gobic. This is an unresolved matter.
Additionally, a client filed a complaint about Jean-Pierre Gobic. Allegedly, Gobic recommended illiquid auction rate securities. Therefore, on December 23, 2008, UBS Financial Services Inc. settled this matter by paying the client $100,000.00 in damages.
Also, a client of UBS Financial Services Inc. contested Gobic’s sales practices, according to a complaint. Allegedly, Gobic recommended illiquid ARS products. Allegedly, Gobic caused the client to sustain damages. Consequently, UBS Financial Services Inc. chose to settle the matter on December 23, 2008, by compensating the client in the amount of $25,000.00.
Are you concerned regarding investments you made with Jean-Pierre Gobic? If so, contact Soreide Law Group online or at (888) 760-6552 and consult with a securities lawyer about a possible recovery. Soreide Law Group has over a decade of experience recovering losses for investors throughout the United States. The law firm also takes cases on a contingency fee basis and advances all costs. Gobic and securities firms / investment advisories Gobic worked for deny accusations of sales practice violations.
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