The Financial Industry Regulatory Authority (“FINRA”) reports six disclosures on the BrokerCheck record of securities broker Jeffrey “Jeff” Gerard Meyers (CRD#: 2192759, Overland Park, Kansas). One of these disputes concerns Meyers’ sales practices at Cetera Advisor Networks, where he works as a securities broker since 2019. It appears that Meyers is also a financial advisor of Cetera Advisor Network (2021 to present) and Cetera Investment Advisers (2015 to present). Other investor disputes concern Meyers’ actions at prior securities firms, JP Turner and QA3 Financial. Here’s a summary of these disclosures.
Evidently, a client of Cetera Advisor Networks brought a dispute about Jeff Meyers in June 2021. Particularly, the client alleged that Meyers sold an unsuitable REIT. It appears that this non-liquid REIT unperformed and caused the client to experience damages. For this reason, the client asked for compensation. This suitability dispute is currently ongoing.
Before working for Cetera, Jeff Meyers was a securities broker and financial advisor for JP Turner. Evidently, a client of that firm brought a dispute about Meyers’ sales practices. Specifically, in this October 2020 complaint, they contended that the securities broker recommended unsuitable alternative investments. It appears that the client sustained damages on direct investments (DPPs, LPs) and REITs. For this reason, the Cetera investor seeks compensation in this pending matter.
Also, a client of QA3 – Jeff Meyers’ prior employer – brought a dispute about a Provident Shale investment. Particularly, the client claimed that the securities broker misrepresented information regarding the investment. Supposedly, the client experienced $100,000 in damages because of this. However, QA3 denied the dispute.
Evidently, a second client of QA3 took issue with Jeff Meyers’ sales practices. In this FINRA Arbitration Claim, the client first alleged negligence relating to Provident Shale. Secondly, the securities broker supposedly made misrepresentations in regard to investing in the security. Finally, the client claimed that the securities firm or Meyers breached both a fiduciary duty and breached a contract. Although the client asked for $75,000 in compensation, the securities firm denied this investor’s claim.
Did Jeff Meyers cause you to incur investment losses? If so, call Soreide Law Group at (888) 760-6552 and speak with an experienced securities lawyer about a potential recovery. Soreide Law Group represents clients on a contingency fee basis and advances all costs. The firm has recovered compensation for hundreds of United States investors who experienced damages because of their financial advisors or securities brokers. Please note: Meyers denies all allegations of his sales practice violations.
CONTACT US
PHILLIP CURTIS ANDERSON (PHILLIP C ANDERSON) was fined $10,000.00, ordered to pay disgorgement of $8,280.00, and was suspended for five months by FINRA. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, the “Regulatory” disclosure dated 5/13/2025 states the following: “Without admitting or denying the findings, Anderson consented to the sanctions and to […]
Soreide Law Group filed a FINRA arbitration on behalf of our client (Claimant) against: WESTERN INTERNATIONAL SECURITIES, INC. (WIS). (Respondent) The Claimant is in his late sixties and lives in California. On or about 2019, the Claimant was invited to a presentation on retirement income by a WESTERN INTERNATIONAL SECURITIES’ former broker. The lawsuit alleges […]
Investors apparently complained about securities broker Charles Kenneth Wareham [CRD: 2193537, Hartford, Connecticut], according to publicly available information on FINRA BrokerCheck. Evidently, Charles Wareham has been registered with Independent Financial Group LLC since March 14, 2014. Readers are encouraged to continue below for details about the disclosures involving Wareham. Independent Financial Group LLC Investor Accused […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com