Jeffrey Bangerter Facing Concorde Investment Services Clients’ Unsuitable Advice Complaints

One or more investors possibly experienced losses because of securities broker Jeffrey Lynn Bangerter [CRD: 1687028, Roseville, California], according to publicly available information on FINRA BrokerCheck. Evidently, Bangerter joined Concorde Investment Services LLC on February 28, 2019, and joined Concorde Asset Management LLC on May 4, 2023, and Bangerter Financial Services Inc. on October 20, 2014. Previously, he was employed by Berthel, Fisher Company Financial Services Inc. from March 5, 2015 to February 14, 2019. Keep reading to find out more about Bangerter’s disclosures.

Concorde Investment Services Investor Accused Bangerter Of Unsuitable Recommendations

Evidently, on April 15, 2025, a Concorde Investment Services client filed a written complaint about Jeffrey Bangerter. Primarily, the client alleged that Bangerter made unsuitable recommendations during 2019 and 2020. Because of this, the investor allegedly sustained damages linked to direct investments. For this reason, the client requested $300,000.00 in compensation from Concorde Investment Services or Bangerter. It appears that this complaint is pending a resolution.

Jeffrey Bangerter Disclosed Breach Of Fiduciary Duty Allegations By Concorde Investment Services Client

Additionally, a client of Concorde Investment Services disputed Jeffrey Bangerter’s sales practices, according to a complaint. Allegedly, Bangerter breached his fiduciary duty and engaged in unsuitable direct investment sales. As a result, Concorde Investment Services opted to settle the matter on January 25, 2025, by paying $85,000.00.

Bangerter Financial Services Inc. Investor Accused Bangerter Of Unsuitable Advice

Evidently, on January 12, 2024, a Bangerter Financial Services Inc. client filed a complaint about Jeffrey Bangerter. Allegedly, Bangerter made unsuitable recommendations regarding an investment strategy involving interval funds and real estate investment trusts (REITs). Consequently, the client requested $20,000 in compensation from Bangerter Financial Services Inc. or Bangerter. This complaint closed without a resolution.

Were You Impacted By Financial Advisor / Securities Broker Jeffrey Bangerter?

Are you concerned regarding investments you made with Jeffrey Bangerter? You should reach out to Soreide Law Group online or at (888) 760-6552 to speak with a securities attorney concerning your legal rights and options. Soreide Law Group has recovered losses for investors throughout the US. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Bangerter and brokerage firms Bangerter worked for deny accusations made against them.