One or more investors possibly experienced losses because of securities broker Jeffrey Lynn Bangerter [CRD: 1687028, Roseville, California], according to publicly available information on FINRA BrokerCheck. Evidently, Bangerter joined Concorde Investment Services LLC on February 28, 2019, and joined Concorde Asset Management LLC on May 4, 2023, and Bangerter Financial Services Inc. on October 20, 2014. Previously, he was employed by Berthel, Fisher Company Financial Services Inc. from March 5, 2015 to February 14, 2019. Keep reading to find out more about Bangerter’s disclosures.
Evidently, on April 15, 2025, a Concorde Investment Services client filed a written complaint about Jeffrey Bangerter. Primarily, the client alleged that Bangerter made unsuitable recommendations during 2019 and 2020. Because of this, the investor allegedly sustained damages linked to direct investments. For this reason, the client requested $300,000.00 in compensation from Concorde Investment Services or Bangerter. It appears that this complaint is pending a resolution.
Additionally, a client of Concorde Investment Services disputed Jeffrey Bangerter’s sales practices, according to a complaint. Allegedly, Bangerter breached his fiduciary duty and engaged in unsuitable direct investment sales. As a result, Concorde Investment Services opted to settle the matter on January 25, 2025, by paying $85,000.00.
Evidently, on January 12, 2024, a Bangerter Financial Services Inc. client filed a complaint about Jeffrey Bangerter. Allegedly, Bangerter made unsuitable recommendations regarding an investment strategy involving interval funds and real estate investment trusts (REITs). Consequently, the client requested $20,000 in compensation from Bangerter Financial Services Inc. or Bangerter. This complaint closed without a resolution.
Are you concerned regarding investments you made with Jeffrey Bangerter? You should reach out to Soreide Law Group online or at (888) 760-6552 to speak with a securities attorney concerning your legal rights and options. Soreide Law Group has recovered losses for investors throughout the US. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Bangerter and brokerage firms Bangerter worked for deny accusations made against them.
Investors might have sustained financial harm through WestPark Capital Inc. [CRD: 39914, Los Angeles, California], according to publicly available information found on Financial Industry Regulatory Authority BrokerCheck. WestPark Capital has been registered with FINRA since 1996 and maintains its headquarters in Los Angeles, California. Keep reading to discover more about the regulatory action involving the […]
Investors might have sustained losses due to securities broker James Fredrick Tighe [CRD: 3129233, Phoenix, Arizona], and Financial Industry Regulatory Authority barred him, based on public information on BrokerCheck. Tighe was associated with Morgan Stanley from June 1, 2009, through January 14, 2025. Continue reading to find out more about Tighe’s regulatory and client dispute […]
Investors potentially experienced sales practice violations by securities broker Sung Moo Cho (also known as Sam Cho) [CRD: 5015906, New York, New York], and FINRA barred him, given the public information found on FINRA BrokerCheck. Cho was associated with Ameriprise Financial Services from January 22, 2021, to October 21, 2025, and Citigroup Global Markets from […]
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