John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Soreide Law Group is investigating possible investor claims against securities broker Jeffrey Kantar (CRD: 2442053, Northfield, Ohio). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Northwestern Mutual Investment Services LLC. Evidently, investors allege sales practice violations in these disputes, including that Kantar made misrepresentations. Here is a brief summary of the disclosures about Kantar.
Also, a Northwestern Mutual Investment Services LLC client filed a complaint about Jeffrey Kantar. Namely, the client alleged that Kantar made misrepresentations. Because of this, the client allegedly sustained damages on variable annuities. Therefore, on October 26, 2022, Northwestern Mutual Investment Services LLC settled this matter by paying the client $383,232.90 in damages.
Specifically, a client of Northwestern Mutual Investment Services LLC contested Jeffrey Kantar’s sales practices, according to a complaint dated December 23, 2014. Allegedly, Kantar failed to follow the client's directives of purchasing a term insurance policy. Supposedly, Kantar caused the client to sustain damages on life insurance policies. Therefore, the client requested compensation from Northwestern Mutual Investment Services LLC or Kantar in the amount of $125,000. However, the securities firm denied this complaint.
Kantar has worked for Northwestern Mutual Investment Services LLC in Northfield, Ohio, as a securities broker since January 26, 1994.
Have you experienced damages because of Jeffrey Kantar? If so, contact Soreide Law Group at (888) 760-6552 and speak with a securities attorney about a possible recovery of your losses. Soreide Law Group, who has recovered money for hundreds of investors throughout the United States, represents investors on a contingency fee basis and advances costs. Kantar and brokerage firms Kantar worked for deny accusations against them.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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