Securities Lawyer, Lars K. Soreide, of Soreide Law Group has announced an investigation into claims on behalf of investors who may have suffered significant investment losses due to Jeffrey Scott Donner. Jeffrey Scott Donner (CRD #2631248, Registered Principal, Weston, Florida) was a financial advisor with Cape Securities, Aura Financial, and Saxony Securities. Donner has been permanently barred from the securities industry with FINRA, and the State of Florida. According to FINRA’s disciplinary notice Jeffrey Scott Donner made unauthorized trades on behalf of his clients and communicated with clients through his personal email thus preventing his firm from accessing this information.
Soreide Law Group is investigating potential investor claims involving Cambridge Investment Research following a FINRA disciplinary action concerning Unit Investment Trust (UIT) recommendations. In April 2026, FINRA censured Cambridge Investment Research after finding supervisory deficiencies involving certain UIT recommendations made to retail clients. Investors who incurred excessive fees, unnecessary costs, or other damages associated with […]
Soreide Law Group is investigating potential investor claims involving Infinity Financial Services after FINRA sanctioned the firm for supervisory failures involving deferred variable annuity exchanges and recommendations. Investors who incurred surrender charges or other losses in connection with variable annuity transactions recommended through Infinity should review the allegations that led to FINRA's disciplinary action against […]
Soreide Law Group is investigating potential investor claims involving losses in NextGenTech Investments LLC, a private fund managed by Sestante Capital LLC that purported to provide investors with economic exposure to shares of private companies, including Anduril Industries. Recent criminal proceedings involving Sestante Capital's manager have raised significant concerns regarding the offering, the representations made […]
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