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April 30, 2012
Jeffrey Scott Donner Barred by FINRA

Securities Lawyer, Lars K. Soreide, of Soreide Law Group has announced an investigation into claims on behalf of  investors who may have suffered  significant  investment  losses due to Jeffrey Scott Donner. Jeffrey Scott Donner (CRD #2631248, Registered Principal, Weston, Florida) was a  financial advisor with Cape Securities, Aura Financial, and Saxony Securities. Donner has been permanently barred from the securities industry with FINRA, and […]

February 29, 2012
Weston, FL, Rep Sanctioned by FINRA

The following information was obtained on FINRA’s website’s ‘Disciplinary Actions, February 2012.”   Jeffrey Scott Donner (CRD #2631248, Registered Principal, Weston, Florida)   was barred from association with any FINRA member in any capacity. The sanction was based on findings that Donner executed several unauthorized transactions in customers’ accounts at his member firm without their […]

October 19, 2011
Weston, Florida, Broker Jeffrey Scott Donner, Named in FINRA Complaint

Jeffrey Scott Donner (CRD #2631248, Registered Principal, Weston, Florida)   was named as a respondent in a FINRA complaint alleging that he executed transactions in the accounts of customers at his member firm without their prior knowledge, authorization or consent.   This complaint alleges that Donner exercised discretion in a customer’s account and effected securities transactions […]

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