Investors potentially experienced sales practice violations by securities broker Jennifer Diane Lander (also known as Jennifer Diane Miller) [CRD: 6321163, Dallas, Texas], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lander worked for Titan Securities from April 17, 2014, to June 30, 2023, and she has been registered with Realta Equities Inc. since June 30, 2023, as well as Realta Investment Advisors Inc. since July 7, 2023. Investors should review the information below to learn more about Lander’s disclosures.
Notably, a Titan Securities client filed FINRA Arbitration No. 24-00124 about Jennifer Lander. Mainly, the client alleged that Lander made unsuitable recommendations. Because of this, the client allegedly sustained damages linked to alternative investments. As a result, on April 14, 2024, Titan Securities settled this matter by paying the client $14,500 in damages.
Specifically, a client of Titan Securities disputed Jennifer Lander’s sales practices, according to a complaint dated May 31, 2022. Allegedly, Lander gave unsuitable advice. It appears that Lander allegedly caused the client to sustain damages connected to asset-backed bonds. Therefore, the client sought compensation from Titan Securities or Lander in the amount of $40,000. This matter was settled on August 15, 2022.
Do you have concerns or questions regarding investments you made with Jennifer Lander? You can contact Soreide Law Group online or at (888) 760-6552 and speak with a securities lawyer regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, our securities lawyers work on a contingency fee basis and advance all costs. Lander and brokerage firms Lander worked for deny allegations of sales practice violations.
Investors apparently complained about securities broker Debra Dawn Mesle (also known as Debra Dawn Hanebrink and Debbie Mesle) [CRD: 849766, Chesterfield, Missouri], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mesle worked for Merrill Lynch from June 30, 2006, to January 2, 2026, and has worked for Huntleigh Securities Corporation and Huntleigh […]
Investors potentially experienced sales practice violations by securities broker Francis Stephen Zoracki, also known as Frank Zoracki [CRD: 1363103, Irwin, Pennsylvania], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Zoracki has worked for Cambridge Investment Research Inc. since September 28, 2011; Cambridge Investment Research Advisors Inc. since September 28, 2011; and Duncan […]
Investors may have suffered financial harm by securities broker and investment adviser Loren James Grabau [CRD: 6984490, Santa Maria, California], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Grabau worked for Independent Financial Group LLC from April 8, 2019, to August 19, 2025. See below to discover more about Grabau’s disclosures. […]
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