John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.

Soreide Law Group is evaluating possible claims on behalf of those who invested with Newbridge Securities Corporation securities broker Jesse Krapf (CRD#: 5467277, McDonough, Georgia). Evidently, Jesse Krapf worked at the firm’s McDonough, Georgia offices between February 12, 2016 and February 21, 2019. Evidently, Financial Industry Regulatory Authority (FINRA) BrokerCheck shows that a customer contested Krapf’s sales practices. Here’s a summary of the customer’s claims of breach of fiduciary and negligence.
A customer of Newbridge Securities Corporation brought FINRA Arbitration #18-03480 on October 10, 2018. According to the customer, Newbridge Securities Corporation or Jesse Krapf committed a breach of fiduciary duty with respect to the customer’s stock investments. Not only that, but the customer alleged that Krapf or Newbridge Securities Corporation acted irresponsibly and negligently. Because of this, the customer lost an estimated $500,000.00. Therefore, the customer brought the Arbitration to recover the investment losses caused by alleged fiduciary violations and negligence. FINRA BrokerCheck shows that this complaint is ongoing.
Investors can bring claims against a brokerage firm, stockbroker, or both, when the firm or stockbroker fails to conduct business with a customer in a way that a reasonably prudent broker would conduct business. Negligence also occurs when brokers, possibly including Jesse Krapf, do not comply with securities industry standards. Indeed, FINRA reports that there were 1,974 arbitration claims of negligence in 2018 alone. The most common claim of 2018, breach of fiduciary duty, which investors brought in 2,290 arbitration claims in 2018, typically involves a brokerage firm or stockbroker failing to place the investors’ needs and interests first. Notably, a broker violates a fiduciary duty when the broker knowingly gains a benefit which comes at the customer’s expense.

Jesse Krapf’s other recent employers include Legend Securities, Inc. (2014 to 2015) and Benchmark Investments, Inc. (2019 – present). Have you experienced losses by investing with securities broker Jesse Krapf? If so, contact Soreide Law Group at (888) 760-6552, where you can speak with experienced counsel about a possible recovery of your investment losses. Soreide Law Group represents clients on a contingency fee basis and advances all costs. The firm has recovered millions of dollars for investors who have suffered losses due to misconduct of brokers and brokerage firms.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
Phone:
Fax: 1-954-760-6553
Email: [email protected]