Soreide Law Group talks about the FINRA BrokerCheck disclosures on securities broker Jessica Wasserman Hall (CRD#: 4879088, Hoover, Alabama). Evidently, Hall worked as a PNC Managed Account Solutions financial advisor from 2010 to 2021. She also worked as a BBVA Securities broker from 2013 to 2021. Here is a brief summary of the disclosures involving BBVA clients’ allegations of unsuitable transactions and misrepresentation, and what you could do if you experienced damages from sales practice violations.
Notably, a client of BBVA Securities Inc. complained about Jessica Hall’s sales practices, according to an investment dispute in BrokerCheck in August 2020. The client makes allegations of unsuitability. Namely, the client contends that Hall’s annuity wasn’t suitable because of the client’s age. However, it appears that this matter closed without resolution.
Also, it appears that a BBVA Securities Inc. client took issue with Jessica Hall’s representations, per a dispute in October 2018. Hall purportedly misrepresented an annuity’s surrender charge. Supposedly, the client seemingly needed liquidity, so the indexed annuity Hall sold was not suitable for the client. However, in October 2018, BBVA Securities Inc. denied the client’s allegations and request for compensation in this investment dispute.
Did securities broker Jessica Hall cause you to experience losses? You should contact Soreide Law Group at (888) 760-6552 for help with potentially recovering your losses. Soreide Law Group represents clients on a contingency fee basis and advances all costs. The firm has recovered meaningful compensation for United States investors that incurred damages from securities brokers or financial advisors. Please note that Hall denies all accusations of improper sales practices.
FINRA sanctioned securities broker Lester Joel Hochler [CRD: 3209012, McDonough, Georgia], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hochler worked for Cape Securities Inc. from March 17, 2016, to April 14, 2026, and joined American Global Wealth Management Inc. on December 5, 2019. He was also associated with G.F. […]
Investors might have sustained losses due to securities broker Roger Allan Roemmich [CRD: 1293322, Red Bank, New Jersey], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Roger Roemmich worked for Alexander Capital LP from October 2, 2020, to May 30, 2025, as a general securities representative. See below to learn more about […]
Investors potentially incurred losses because of securities broker Avinesh Kumar Shankar [CRD: 6232970, Roseville, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Avinesh Shankar worked for Pruco Securities LLC from October 9, 2019, to March 13, 2024. Investors are encouraged to continue reading to find out more about the disclosures involving Shankar […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com