FINRA reports important information about securities broker Jesus Manuel Bravo (CRD: 2838164, Plainview, New York). Not only has FINRA sanctioned Bravo for making unsuitable recommendations, but investors disputed the sales practices of the securities broker. However, Bravo denies the allegations. Read on to learn more about the allegations against Bravo.
Evidently, on November 22, 2022, FINRA issued Case: 2020066887401, sanctioning Jesus Bravo for infractions. Specifically, Bravo agreed to serve a three-month suspension as a securities broker. Particularly, FINRA alleged that Bravo recommended unsuitable and excessive trades. Notably, he caused Joseph Stone Capital LLC clients to pay unnecessary costs and commissions.
Specifically, a The Thornwater Company LLP client filed a complaint about Jesus Bravo. Namely, the client alleged that Bravo engaged in excessive trading and made unsuitable recommendations. Because of this, the client allegedly sustained damages on over-the-counter equities. Therefore, on June 28, 2000, The Thornwater Company LLP settled this matter by paying the client $8,800 in damages.
Have you sustained damages due to the sales practices of Jesus Bravo? If so, reach out to Soreide Law Group at (888) 760-6552 and talk with a securities attorney about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered losses for investors throughout the United States, represents clients on a contingency fee basis and advances all costs. Please keep in mind that Bravo and brokerage firms Bravo worked for deny all allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
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