Soreide Law Group is representing clients in a law suit against, for his activity at Raymond James & Associates, Inc., Rogers, Arkansas broker;
JOE DON TREECE CRD#: 2925735
Treece was suspended by FINRA. Joe Don Treece also had an employment separation on 12/08/2015 from Arvest Wealth Management in Bentonville, AR.
According to a FINRA report, an ARVEST WEALTH MANAGEMENT client alleged breach of fiduciary duty, fraud, embezzlement, and conversion against Joe Treece in connection with financial advisory, investment advisory, and stock and securities brokerage services provided to the client by Treece at other brokerage firms prior to Treece joining ARVEST WEALTH MANAGEMENT and becoming an ARVEST WEALTH MANAGEMENT client. The client alleges Treece executed multiple identical buy/sell transactions in the client's prior accounts at other brokerage firms to generate excessive brokerage commissions.
FINRA issued a suspension letter dated October 18, 2016, Treece was suspended on November 14, 2016 from associating with any FINRA member firm in any capacity. If Treece fails to request termination of the suspension within three months of the date of the Notice of Suspension, he will automatically be barred on January 23, 2017 from association with any FINRA member in any capacity.
JOE DON TREECE has been registered in the securities industry for 18 years and was with 7 firms, the last few listed below:
06/17/2013 - 12/18/2015 ARVEST WEALTH MANAGEMENT - BENTONVILLE, AR
08/19/2011 - 06/19/2013 RAYMOND JAMES & ASSOCIATES, INC - ROGERS, AR
06/01/2009 - 09/14/2011 MORGAN STANLEY SMITH BARNEY - FAYETTEVILLE, AR
05/16/2008 - 06/01/2009 MORGAN STANLEY SMITH BARNEY - FAYETTEVILLE, AR
If you were a client of currently suspended Arkansas broker, JOE DON TREECE and experienced financial losses due to his actions or recommendations, call Soreide Law Group and speak to a lawyer at no cost regarding the possible recovery of your losses at: 888-760-6552.
Soreide Law Group will represent clients nationwide in front of FINRA and we operate on a contingency basis.
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