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January 18, 2017
Soreide Law Group Files Law Suit On Behalf of Clients Against Former Raymond James Arkansas Broker, JOE DON TREECE

Soreide Law Group is representing clients in a law suit against, for his activity at Raymond James & Associates, Inc., Rogers, Arkansas broker; JOE DON TREECE CRD#: 2925735 Treece was suspended by FINRA.  Joe Don Treece also had an employment separation on 12/08/2015 from Arvest Wealth Management in Bentonville, AR. According to a FINRA report, […]

July 17, 2013
California Broker Barred by FINRA for Selling Bank Information

Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, July, 2013.” Henry Nguyen (CRD #5815024, Registered Representative, San Jose, California) was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Nguyen consented to the […]

April 15, 2013
New York Rep Barred by FINRA for Fraudulent Scheme

The Soreide Law Group, PLLC, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, April, 2013.” Roman Jerzy Sledziejowski (CRD #3141438, Registered Principal, Ossining, New York) was barred from association with any FINRA member in any capacity. Without admitting or denying the allegations, Sledziejowski […]

January 14, 2013
SEC's Statistics Positive News for Investors

The Securities and Exchange Commission, also known as the 'SEC,' has filed 734 enforcement actions the fiscal year that ended Sept. 30, 2012. That is one less than last year’s record of 735. The SEC’s report should remind investors that investment fraud is still a threat to investors. The SEC filed 147 enforcement actions in […]

December 19, 2012
Were You a Client of Gary Harrison Lane?

Securities Attorney, Lars Soreide, of Soreide Law Group was recently quoted in an article from the Reno Gazette-Journal, written by Jaclyn O’Malley regarding former broker Gary Harrison Lane. The quote reads as follows: "Florida securities attorney Lars Soreide said Tuesday he has represented a few clients who have recently settled with broker firms connected to […]

December 13, 2012
$42 Million Ponzi-Like Scheme Shut Down by SEC

The Securities and Exchange Commission (SEC) announced that it obtained an emergency court order to halt an alleged Ponzi-like scheme operated by Small Business Capital Corp. and its principal Mark Feathers, who raised $42 million by selling securities issued by Investors Prime Fund LLC and SBC Portfolio Fund LLC - two mortgage investment funds they […]

December 13, 2012
SEC Charges in Oil Drilling Scam by South Floridian Joseph Hilton/Yurkin

The Securities and Exchange Commission (SEC) recently announced that it has obtained an emergency court order to freeze the assets of a South Florida man who has been charged with fraudulently offering investments in oil drilling projects in an article posted on the SEC's website. The SEC’s complaint, unsealed in federal court in West Palm […]

December 7, 2012
Did You Invest in Behringer Harvard REIT I?

Soreide Law Group, PLLC, is conducting an investigation into Behringer Harvard REIT I. Earlier this year, Behringer Harvard REIT I lost two properties in Minnesota and St. Louis to foreclosure. At midyear, the company listed $3.98 billion in assets and $2.509 billion in liabilities. There are now lawsuits stating that share values in the REIT […]

November 29, 2012
St. Petersburg, FL, Bank Manager Barred by FINRA for Misappropriation of Funds

The following information is from FINRA’s website under “Disciplinary and Other FINRA Actions, November, 2012.” Brennan R. Lollar (CRD #5287737, Registered Representative, St. Petersburg, Florida) was barred from association with any FINRA member in any capacity. The sanction was based on findings that Lollar misappropriated funds from a bank where he worked as a branch […]

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