Investors might have sustained losses through securities broker John Martin Bussa [CRD: 4418922, Southfield, Michigan], according to publicly available information on FINRA BrokerCheck. Evidently, Bussa joined Osaic Wealth Inc. on January 24, 2025. He previously worked for Osaic FA Inc. from July 16, 2001, to January 24, 2025. Keep reading to learn more about the disclosures involving Bussa.
Lincoln Financial Advisors Corporation Investor Accused Bussa Of Unsuitable Recommendations
Evidently, on February 14, 2024, a Lincoln Financial Advisors Corporation client filed FINRA Arbitration No. 24-00348 about John Bussa. Allegedly, Bussa recommended unsuitable oil and gas investments. For this reason, the client requested $100,000.00 in compensation from Lincoln Financial Advisors Corporation or Bussa. It appears that this arbitration is pending a resolution.
John Bussa Disclosed Unsuitable Trading Allegations By Lincoln Financial Advisors Corporation Client
Particularly, a client of Lincoln Financial Advisors Corporation contested John Bussa’s sales practices by filing FINRA Arbitration No. 23-02379. Allegedly, Bussa gave unsuitable advice about buying and holding real estate securities, resulting in an over concentration. As a result, Lincoln Financial Advisors Corporation agreed to settle the dispute on August 12, 2024, by paying compensation amounting to $15,000.00.
Lincoln Financial Advisors Corporation Client Accused Bussa Of Unsuitable Oil And Gad Investments
Additionally, a Lincoln Financial Advisors Corporation client filed FINRA Arbitration No. 22-02688 about John Bussa. Mainly, the client claimed that Bussa recommended unsuitable oil and gas investments. Therefore, on July 11, 2023, Lincoln Financial Advisors Corporation settled this matter by paying the client $125,000.00 in damages.
John Bussa Disclosed Unsuitable Trading Allegations By Lincoln Financial Advisors Corporation Client
Also, a client of Lincoln Financial Advisors Corporation disputed John Bussa’s conduct by bringing FINRA Arbitration No. 22-01535. The claim alleged unsuitable trading in oil and gas investments. For this reason, Lincoln Financial Advisors Corporation opted to settle the matter on October 6, 2023, by compensating the client in the amount of $93,991.80.
Lincoln Financial Advisors Corporation Investor Accused Bussa Of Sales Practice Violation
Specifically, a Lincoln Financial Advisors Corporation client filed FINRA Arbitration No. 22-00646 about John Bussa. Evidently, the client alleged unsuitable advice relating to oil and gas investments. As a result, on October 6, 2023, Lincoln Financial Advisors Corporation settled this matter by paying the client $111,285.91 in damages.
Have You Made Investments Through Securities Broker John Bussa?
Do you need clarification on any investment losses relating to John Bussa? If so, reach out to Soreide Law Group at (888) 760-6552 or online and talk to a securities lawyer regarding a possible recovery. For more than a decade, Soreide Law Group has recovered losses for investors throughout the country. Also, the firm takes cases on a contingency fee basis and advances all costs. Bussa and brokerage firms Bussa worked for deny accusations made against them.