Soreide Law Group is investigating possible investor claims against securities broker John Gerard Forrester Jr. [CRD: 728188, Boca Raton, Florida]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Newbridge Securities Corporation. Notably, investors allege sales practice violations in these disputes, including negligence and breach of fiduciary duty. Here is a brief summary of the disclosures about Forrester. Keep in mind that the broker denies the accusations against him.
Namely, on May 30, 2023, a Newbridge Securities Corporation client filed FINRA Arbitration: 23-01564 about John Forrester Namely, the client alleged that Forrester breached a fiduciary duty, was negligent, and breached a contract. Because of this, the client allegedly sustained damages on GWG bonds. Therefore, the client requested $200,000 in compensation from Newbridge Securities Corporation or Forrester. Evidently, this arbitration is pending a resolution.
Specifically, a client of Newbridge Securities Corporation contested John Forrester’s sales practices by filing FINRA Arbitration: 19-00771. Allegedly, Forrester breached a fiduciary duty, breached a contract, and was negligent. It appears that Forrester caused the client to sustain damages on alternative investments. Therefore, Newbridge Securities Corporation opted to settle the matter on December 10, 2019, by compensating the client in the amount of $7,500.
Particularly, on October 15, 2010, FINRA issued Case: 09-01281 sanctioning John Forrester for infractions. Specifically, Forrester was suspended. Notably, FINRA alleged that Forrester failed to comply with an arbitration award or settlement agreement or otherwise confirm compliance with FINRA.
Also, a client of Wasserman Associates Inc. contested John Forrester’s sales practices by filing FINRA Arbitration: 09-01281. Allegedly, Forrester made misrepresentations, made omissions, and breached a contract. It appears that Forrester caused the client to sustain damages on stocks. Therefore, FINRA Arbitrators issued an Award dated December 18, 2009, compelling Wasserman Associates Inc. and Forrester to pay the client in the amount of $108,315 in compensatory damages.
John Forrester has worked for Newbridge Securities Corporation as a securities broker since January 2010.
Have you suffered damages by investing with John Forrester? If so, reach out to Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney about a possible recovery of your investment losses. Soreide Law Group, who has helped recover money for investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Forrester and brokerage firms Forrester worked for deny accusations of sales practice violations.
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