Investors apparently complained about securities broker Thaddeus Michael Eubanks [CRD: 5888014, Yuba City, California], given the disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. FINRA BrokerCheck reflects that Eubanks was registered with Edward Jones in Yuba City, California for more than a decade before his association with the firm ended in 2026. Keep reading to learn more about disclosures involving Thaddeus Eubanks.
Particularly, on April 28, 2026, Edward Jones disaffiliated with Eubanks. Mainly, Edward Jones alleged that Eubanks failed to comply with firm policies involving communications and activities away from the firm concerning over-the-counter equities.
Also, a client of Edward Jones contested Eubanks’ sales practices by filing FINRA Arbitration No. 25-01961 on September 17, 2025. Allegedly, Eubanks recommended the initial purchase of Fisker Inc. shares, used margin to purchase additional shares, and advised the client to continue holding the position between February 2021 and December 2023. It appears that Eubanks allegedly caused the client to sustain damages on stocks. Therefore, the client seeks compensation from Edward Jones or Eubanks in the amount of $2,500,000 in this ongoing matter.
Are you worried about investments you made through Thaddeus Eubanks? You can contact Soreide Law Group at (888) 760-6552 or online and speak with a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for individuals throughout the US. Also, our securities lawyers represent investors on a contingency fee arrangement and advance all costs. Eubanks and brokerage firms Eubanks worked for deny accusations of sales practice violations.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
A claim filed on September 11, 2024 names Thomas Hamlin (CRD 2208505) over a 10% Senior Unsecured Note in iCap Fund III. Every disclosure on his BrokerCheck report involves an iCap private placement and names Somerset Securities as the firm. Each one settled, and a settlement is not an admission of wrongdoing.
Peter Po's most recent settlement came on June 28, 2026, when a corporate bond claim settled for $40,000. Po (CRD 3106974) appears in several settled customer disputes over corporate and high-yield bonds. The disclosures name NI Advisors or California Securities as the firm, and each matter ended in a settlement, not a finding.
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