Investors have reportedly disputed the sales practices of securities broker John S. Hibshman [CRD: 2193302, Orange Village, Ohio], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hibshman has worked with Osaic Wealth Inc. since January 24, 2025, and previously worked with Osaic FA Inc. as a financial advisor from January 1, 2000, to January 24, 2025, and as a securities broker from February 12, 1999, to January 24, 2025. Keep reading to find out more about Hibshman’s disclosures.
Notably, on February 14, 2024, a Lincoln Financial Advisors Corporation client filed FINRA Arbitration No. 24-00348 about John Hibshman. Primarily, the client alleged that Hibshman the broker made unsuitable recommendations involving oil and gas investments. For this reason, the client allegedly sustained damages. Consequently, the client requested $100,000 in compensation from Lincoln Financial Advisors Corporation or Hibshman. BrokerCheck shows that this arbitration is ongoing.
Also, on February 14, 2024, a Lincoln Financial Advisors Corporation client filed FINRA Arbitration No. 24-00348 about John Hibshman. Primarily, the client alleged that Hibshman gave unsuitable advice in oil and gas investments. Because of this, the client allegedly incurred damages connected to oil and gas investments. As a result, the client requested $50,000 in compensation from Lincoln Financial Advisors Corporation or Hibshman. BrokerCheck shows that this arbitration is pending a resolution.
Did you suffer any investment-related losses because of John Hibshman? Reach out to Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the country. Also, our securities lawyers represent investors on a contingency fee arrangement and advance all costs. Hibshman and the brokerage firms Hibshman worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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