Investors might have been negatively impacted by securities broker John Andrew Scriffiny [CRD: 7431849, Vienna, Virginia], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Scriffiny has been associated with Florida Financial Advisors since August 30, 2021, and Trinity Wealth Securities LLC since January 28, 2022. See below to learn more about a regulatory disclosure involving Scriffiny.
Commonwealth Of Virginia Investigates Trinity Wealth Securities Stockbroker John Scriffiny For Unauthorized Activities
John Scriffiny is the subject of an investigation initiated by the Commonwealth of Virginia on February 25, 2026, into allegations that Scriffiny may have conducted securities-related business involving Virginia residents while associated with Trinity Wealth Securities LLC during a period when compliance with state registration requirements was under review. The regulator is also investigating whether he acted as a financial advisor through Florida Financial Advisors LLC without registration.
The disclosure states that the review concerns conduct between October 1, 2023, and February 11, 2026. The matter is awaiting a resolution. The regulator has not reached any conclusions, and no sanctions or disciplinary actions have been imposed.
What Are Unauthorized Securities Activities?
Unauthorized securities activities can expose investors to significant risks. Financial professionals who engage in securities-related business without the required registrations, licenses, or firm supervision may operate outside important regulatory safeguards designed to protect investors. Registration and licensing requirements help promote transparency, accountability, and oversight within the securities industry.
Regulatory investigations and customer complaints may arise when there are concerns that securities-related activities were conducted without the necessary approvals or supervision.
Did You Sustain Losses Because Of Financial Advisor / Securities Broker Scriffiny?
Did you experience losses because of John Scriffiny? Get in touch with Soreide Law Group at (888) 760-6552 or online. Speak to a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of investors throughout the US. Also, our securities lawyers work on a contingency fee arrangement and advance all costs. Scriffiny and brokerage firms Scriffiny worked for deny accusations of sales practice violations.
