Latest Securities Lawyer News

Our experts keeping you up to date with our ever changing industry

Read the latest in Security Lawyer news and information

We're here to help victims of broker fraud
July 7, 2026
John Scriffiny Of Trinity Wealth Securities Investigated By Virginia Regulator

Investors might have been negatively impacted by securities broker John Andrew Scriffiny [CRD: 7431849, Vienna, Virginia], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Scriffiny has been associated with Florida Financial Advisors since August 30, 2021, and Trinity Wealth Securities LLC since January 28, 2022. See below to learn more about a regulatory […]

July 4, 2026
Stephen Liska Of Black Coral Financial Advisors Fined By Regulator For Unauthorized Activities

Investors might have been negatively affected by financial advisor Stephen Paul Liska [CRD: 2010888, Mount Olive, New Jersey], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Stephen Liska has been associated with Black Coral Financial Advisors LLC as President, Founder, and Managing Member since January 2012. Investors should continue reading […]

June 30, 2026
Milka Micic Tied To J.P. Morgan Investor Arbitration Claim Re: Failure To Follow Instructions

Investors potentially experienced sales practice violations by securities broker Milka L. Micic [CRD: 4929945, Chicago, Illinois], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Micic has been registered with J.P. Morgan Securities LLC as a securities broker since October 1, 2008, and as a financial advisor since March 22, 2024. See […]

June 28, 2026
Joel Farnsworth Linked To Wedbush Securities Inc. Investor’s Breach Of Fiduciary Duty Claim

Investors apparently complained about securities broker Joel Dale Farnsworth [CRD: 1980052, Henderson, Nevada], given the publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Joel Farnsworth worked for Wedbush Securities Inc. from January 2, 2009, to March 11, 2026. See below to find out more about the disclosures involving this securities broker. Wedbush Securities […]

June 27, 2026
Eugene Antosh Of Ameriprise Financial Services Barred By FINRA For Noncompliance

FINRA barred securities broker Eugene W. Antosh (also known as Geno Antosh) [CRD: 5450983, Portland, Connecticut], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Eugene Antosh worked for Ameriprise Financial Services LLC from July 23, 2014, to September 16, 2025. See below to learn more about disclosures involving Eugene Antosh as reported on […]

June 26, 2026
Kevin McCarthy Of Madison Avenue Securities Barred By FINRA For Failure To Comply

FINRA barred securities broker Kevin Christopher McCarthy [CRD: 1702715, Hialeah, Florida], and investors complained about him, based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McCarthy worked for Madison Avenue Securities LLC from December 4, 2007, to January 30, 2026. Investors are encouraged to continue reading to find out more about McCarthy’s […]

June 26, 2026
Mohammed Karim Of Truist Investment Services Barred Following FINRA Investigation

FINRA barred securities broker Mohammed Anayet Karim [CRD: 4419277, Lakeland, Florida], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Karim worked for BB&T Securities LLC from September 24, 2018, to February 17, 2021, and Truist Investment Services Inc. from February 17, 2021, to August 8, 2025. See the following information to […]

June 25, 2026
Norman Hill Of Ameriprise Financial Services Barred By FINRA Following Investigation

FINRA barred securities broker Norman Lynn Hill [CRD: 1535969, Wellesley, Massachusetts], according to public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hill worked for Ameriprise Financial Services LLC from March 8, 2024, to October 13, 2025, and previously worked for Citizens Securities Inc. from January 25, 2007, to January 29, 2024. See below […]

June 25, 2026
Pablo Gherardi Of Jefferies LLC Barred By FINRA For Failure To Testify In Investigation

FINRA barred securities broker Pablo Leonel Gherardi [CRD: 4602689, Miami, Florida], and one or more investors complained about him, given the publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gherardi worked for Jefferies LLC from May 5, 2017, to December 6, 2024. Investors are encouraged to continue reading to discover more about the […]

1 2 3 5
Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved