The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Jonathan Dudley (also known as Jonathan H. Dudley) (CRD: 5413469, Atlanta, Georgia). Mainly, FINRA sanctioned Dudley for his failure to provide information. However, Dudley denies the allegations. Read on to learn more about the allegations against Dudley.
Evidently, on January 11, 2021, FINRA issued Case: 2019062425701 sanctioning Jonathan Dudley for infractions. Specifically, Dudley was barred as a securities broker, which means he is not permitted by FINRA to work with any FINRA-member firms as a securities broker or in other capacities. Namely, FINRA alleged that Dudley failed to provide information and documents to FINRA when it investigated possible FINRA rule violations concerning the misuse of funds.
Centaurus Financial Inc. Terminates Dudley For Client Complaint
Dudley worked for Centaurus Financial Inc. in Atlanta, GA as a securities broker from April 2018 to April 2019. Also, on April 25, 2019, Centaurus Financial Inc. disaffiliated with Dudley. Particularly, Centaurus Financial Inc. alleged that Dudley was the subject of a client complaint and failed to comply with the securities broker dealer’s policies.
Did Centaurus Financial Inc. Securities Broker Jonathan Dudley Cause You To Experience Damages?
Have you experienced damages through investing with Jonathan Dudley? If so, contact Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about potentially recovering your investment losses. Soreide Law Group, who has helped recover money for hundreds of investors throughout the United States, represents clients on a contingency fee basis and advances all costs. Dudley and brokerage firms Dudley worked for deny any and all allegations of sales practice violations.
