Investors apparently complained about securities broker Kenneth Alfred McCabe [CRD: 2980438, West Hills, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that McCabe has been registered with Centaurus Financial Inc. as a broker since September 24, 2011, and as an investment adviser since February 29, 2012. Read on for details […]

Investors potentially incurred losses because of securities broker Otto Ramon Bohon Jr [CRD: 5677597, Tucson, Arizona], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Bohon worked for Centaurus Financial Inc. from July 20, 2012, to October 2, 2020. Keep reading to find out more about Bohon’s disclosures. Centaurus […]

Investors potentially experienced sales practice violations due to securities broker Mark John Williams [CRD: 4061842, Carmel, California], based on disclosures on FINRA BrokerCheck. Williams worked for Kingswood Capital Partners LLC from November 9, 2021, to October 30, 2024, Forta Financial Group Inc. from March 12, 2021, to December 9, 2021, and Centaurus Financial Inc. from […]

Investors potentially experienced sales practice violations due to securities broker Fera Shivaee (also known as Fereshteh Fera, Fereshteh Nahavandi, and Fereshteh Shivaee) [CRD: 2271590, Laguna Niguel, California], according to disclosures on FINRA BrokerCheck. Shivaee has worked for Centaurus Financial Inc. since November 25, 1997, as a broker and since December 31, 1997, as an investment […]

Investors potentially experienced sales practice violations due to securities broker Michael Anthony Elias [CRD: 1522834, Brentwood, California], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Elias worked for Packerland Brokerage Services Inc. from March 12, 2013, to December 31, 2018, before joining Centaurus Financial Inc. on January 2, 2019, where […]

Investors reportedly complained about securities broker Seyed Ahmad Hashemian [CRD: 1574079, Albuquerque, New Mexico], based on public information found on FINRA BrokerCheck. Evidently, Hashemian joined Centaurus Financial Inc. on October 6, 2009, serving clients through its offices in Santa Ana, California, and Albuquerque, New Mexico. Keep reading to find out more about the disclosures involving […]

Investors might have sustained losses due to securities broker Jeffrey Patrick Hobert (also known as Jeffrey Hobert) [CRD: 6451659, Newport Beach, California], according to disclosures on FINRA BrokerCheck. It appears that Hobert has been registered with Centaurus Financial Inc. since February 19, 2015. Keep reading to learn more about Hobert’s client disputes and investment-related allegations. […]

Investors potentially experienced losses due to securities broker Surya Joshua Kane Metzler [CRD: 4558292, Newport Beach, California], according to disclosures on FINRA BrokerCheck. Evidently, Metzler worked for Capital Growth Resources from 2007 to 2008 and has since been employed by Centaurus Financial Inc. in Newport Beach, California since November 1, 2011, and by Newport Wealth […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker Timothy Neil Tremblay [CRD: 1201542, Santa Barbara, California]. Tremblay has worked for Centaurus Financial Inc. since May 16, 2003, where he worked as both a securities broker and financial advisor. A recent arbitration claim filed about Tremblay involves allegations of unsuitable recommendations of real […]