Investors potentially incurred losses because of securities broker Jonathan Hilton Malinger [CRD: 5201626, Pasadena, California], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Malinger has been registered with Wedbush Securities Inc. since February 18, 2022. Read below to learn more about Malinger’s disclosures and what they might mean for affected investors.
A breach of fiduciary duty regarding bond trading occurs when a securities broker or financial advisor fails to act in the client’s best interests. This can include recommending bonds that do not match the client’s financial goals, exposing clients to unnecessary risks, or failing to disclose important details about the bonds being purchased. When fiduciaries do not uphold these obligations, investors may unknowingly face losses they should have been protected from.
Particularly, on September 5, 2025, a Wedbush Securities Inc. client filed FINRA Arbitration No. 25-01850 about Jonathan Malinger. Primarily, the client alleged that Malinger committed financial elder abuse, breached his fiduciary duty, and was negligent. The claim also alleged violations of California law and FINRA rules and regulations. Because of this, the client allegedly experienced damages linked to corporate bonds and municipal bonds. As a result, the client requested compensation from Wedbush Securities Inc. or Malinger. It appears that this arbitration is awaiting a resolution.
Are you concerned regarding investments you made with Jonathan Malinger? You can contact Soreide Law Group at (888) 760-6552 or online and speak with a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the US. Also, the firm works on a contingency fee basis and advances all costs. Malinger and brokerage firms Malinger worked for deny accusations of sales practice violations.
Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related specifically to Next Level Holdings LLC and its affiliated Yield Wealth investment products. These offerings—including Next Level Notes and Yield Term Deposits—were promoted as high-yield, income-generating investments with purported principal protection. However, significant adverse information has […]
Investors have reportedly disputed the sales practices of securities broker David Robert McCain [CRD: 2039283, Johnson City, Tennessee], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McCain worked for Woodbury Financial Services Inc. from September 4, 2009, to January 19, 2024, Osaic Wealth Inc. from January 19, 2024, to August 22, 2024, and […]
Investors apparently complained about securities broker Ian Christopher McElreath [CRD: 4754189, Atlanta, Georgia], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McElreath worked for Ameritas Investment Company LLC from November 26, 2019, to April 6, 2021; 20/20 Capital Management, Inc from January 17, 2020, to April 20, 2021; Emerson Equity […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com