The following information appeared on FINRA’s website under “Disciplinary and Other FINRA Actions, June, 2013.”
Jonathan Gordon Sorensen (CRD #5031354, Registered Representative, Maitland, Florida)
was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Sorensen consented to the described sanction and to the entry of findings that he failed to appear for a FINRA on-the-record interview; and, subsequently, through his attorney, informed FINRA that he would not appear for an on-the-record interview. The findings stated that Sorensen’s appearance was requested as part of an investigation into his management of a limited partnership investment fund while associated with his member firm, and in particular, whether he had converted/misused investor funds and falsified documents in connection with his management of the fund. (FINRA Case #2013036459501)
According to FINRA's BrokerCheck, Jonathan Sorensen was previously registered with FINRA at the following brokerage firms:
COKER & PALMER
CRD# 29163
MAITLAND, FL
12/2005 - 04/2013
This ends the information obtained on FINRA’s website.
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