Investors might have sustained losses due to securities broker Jonna Doris Keller (also known as Jonna Doris Edelmayer and Jonna Doris Hansen) [CRD: 1983864, Sarasota, Florida], according to disclosures on FINRA BrokerCheck. It appears that Keller worked for SagePoint Financial Inc. from December 7, 2015 to September 1, 2023, and is currently registered with Osaic Wealth Inc. since September 1, 2023. Keep reading to learn more about the disclosures concerning Keller.
Evidently, a SIGMA Financial Corporation client filed FINRA Arbitration No. 23-03376 about Jonna Keller. The client alleged that Keller made misrepresentations and was negligent. Because of this, the client allegedly sustained damages on real estate securities. Therefore, on March 6, 2025, SIGMA Financial Corporation settled this matter by paying the client $64,250 in damages.
Specifically, a client of First Security Investments Inc. contested Jonna Keller’s sales practices by filing Civil Action No. 06CA1285NC. Allegedly, Keller made misrepresentations. Supposedly Keller caused the client to sustain damages on variable annuities. Consequently, First Security Investments Inc. opted to settle the matter on June 26, 2007, by compensating the client in the amount of $65,000.
Do you have questions about investing through Jonna Keller? If so, reach out to Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Keller and brokerage firms Keller worked for deny any allegations of sales practice violations.
Soreide Law Group is investigating potential investor claims involving Cove Capital 1031 Delaware Statutory Trust (DST) investments and whether brokers improperly recommended these specific tax-deferred real estate offerings. Cove Capital 1031 DSTs are structured investments that allow investors to reinvest proceeds from the sale of real estate into fractional interests in institutional-grade properties while deferring […]
Investors might have sustained losses due to securities broker Marc Charles Koch [CRD: 4978078, New York, New York], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Koch worked for Morgan Stanley from March 30, 2023, to the present, First Republic Investment Management Inc. from November 7, 2022, to April 25, […]
Investors potentially incurred losses because of securities broker Stephen Charles Newell Hlibok (also known as Stephen Hlibok and Steve Hlibok) [CRD: 1728900, Columbia, Maryland], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hlibok worked for Merrill Lynch Pierce Fenner Smith Incorporated from September 25, 1987, to the present as a broker, and from […]
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