Investors might have sustained losses due to securities broker Jonna Doris Keller (also known as Jonna Doris Edelmayer and Jonna Doris Hansen) [CRD: 1983864, Sarasota, Florida], according to disclosures on FINRA BrokerCheck. It appears that Keller worked for SagePoint Financial Inc. from December 7, 2015 to September 1, 2023, and is currently registered with Osaic Wealth Inc. since September 1, 2023. Keep reading to learn more about the disclosures concerning Keller.
Evidently, a SIGMA Financial Corporation client filed FINRA Arbitration No. 23-03376 about Jonna Keller. The client alleged that Keller made misrepresentations and was negligent. Because of this, the client allegedly sustained damages on real estate securities. Therefore, on March 6, 2025, SIGMA Financial Corporation settled this matter by paying the client $64,250 in damages.
Specifically, a client of First Security Investments Inc. contested Jonna Keller’s sales practices by filing Civil Action No. 06CA1285NC. Allegedly, Keller made misrepresentations. Supposedly Keller caused the client to sustain damages on variable annuities. Consequently, First Security Investments Inc. opted to settle the matter on June 26, 2007, by compensating the client in the amount of $65,000.
Do you have questions about investing through Jonna Keller? If so, reach out to Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Keller and brokerage firms Keller worked for deny any allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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