One or more investors possibly experienced losses due to securities broker Jordan Paul McLendon [CRD: 6410265, St. Petersburg, Florida], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McLendon worked for several brokerage firms, including Raymond James Associates Inc. from October 6, 2023 to July 11, 2024; UBS Financial Services Inc. from December 6, 2019 to October 17, 2023; Morgan Stanley from June 3, 2019 to December 9, 2019; and Merrill Lynch from September 13, 2018 to June 5, 2019. Keep reading to learn more about McLendon’s regulatory disclosure.
FINRA Barred McLendon For Noncooperation
Evidently, on February 12, 2025, FINRA issued Case: 2024082751401 sanctioning Jordan McLendon. Specifically, McLendon was barred from associating with any FINRA member in all capacities. Specifically, FINRA alleged that McLendon failed to cooperate with an investigation and refused to provide required documents.
FINRA launched an investigation after Raymond James disclosed McLendon’s discharge. Supposedly, the securities firm terminated him on June 29, 2024 for providing false documents and failing to cooperate with an internal probe.
FINRA Rule 8210 Violation By Jordan McLendon
FINRA sent McLendon a Rule 8210 request on November 11, 2024, seeking documents and information. On January 28, 2025, McLendon acknowledged receipt of the request but stated he would not comply. By refusing to produce the requested materials, FINRA found that McLendon violated Rules 8210 and 2010. For this reason, FINRA barred McLendon permanently from associating with any member firm.
Did you experience losses because of Jordan McLendon? You can touch base with Soreide Law Group at (888) 760-6552 or online and consult with a securities attorney. Soreide Law Group helps recover losses for investors throughout the United States. Also, the firm takes investor cases on a contingency fee arrangement and advances all costs. McLendon and brokerage firms McLendon worked for deny accusations of sales practice violations.
