Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker Jordan Stentiford [CRD: 6946439, Ridgeland, Mississippi]. Stentiford worked for Northwestern Mutual Investment Services LLC from February 24, 2020, to November 29, 2023. Here’s more on a FINRA investigation that resulted in Stentiford being barred as a securities broker.
On June 21, 2024, FINRA initiated an investigation into the circumstances surrounding Northwestern Mutual's Form U5 filing regarding Stentiford' termination. FINRA requested that Stentiford appear for testimony, but on June 27, 2024, Stentiford informed FINRA that he would not participate in the testimony at any time. His refusal to cooperate with the investigation violated FINRA Rules 2010 and 8210. As a result, on July 19, 2024, FINRA barred Stentiford from being a securities broker or holding other securities positions with FINRA-member firms. (Letter of Acceptance, Waiver, and Consent No. 2023080630601).
On October 31, 2023, Northwestern Mutual Investment Services LLC permitted Jordan Stentiford to resign after alleging that he signed a client's name on a life insurance application.
Contact Soreide Law Group online or at (888) 760-6552 to speak with a securities attorney for more information. Stentiford and the brokerage firms he worked for deny accusations of sales practice violations. Soreide Law Group has experience representing investors throughout the country. The firm handles cases on a contingency basis.
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