Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker Jordan Stentiford [CRD: 6946439, Ridgeland, Mississippi]. Stentiford worked for Northwestern Mutual Investment Services LLC from February 24, 2020, to November 29, 2023. Here’s more on a FINRA investigation that resulted in Stentiford being barred as a securities broker.
On June 21, 2024, FINRA initiated an investigation into the circumstances surrounding Northwestern Mutual's Form U5 filing regarding Stentiford' termination. FINRA requested that Stentiford appear for testimony, but on June 27, 2024, Stentiford informed FINRA that he would not participate in the testimony at any time. His refusal to cooperate with the investigation violated FINRA Rules 2010 and 8210. As a result, on July 19, 2024, FINRA barred Stentiford from being a securities broker or holding other securities positions with FINRA-member firms. (Letter of Acceptance, Waiver, and Consent No. 2023080630601).
On October 31, 2023, Northwestern Mutual Investment Services LLC permitted Jordan Stentiford to resign after alleging that he signed a client's name on a life insurance application.
Contact Soreide Law Group online or at (888) 760-6552 to speak with a securities attorney for more information. Stentiford and the brokerage firms he worked for deny accusations of sales practice violations. Soreide Law Group has experience representing investors throughout the country. The firm handles cases on a contingency basis.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
A claim filed on September 11, 2024 names Thomas Hamlin (CRD 2208505) over a 10% Senior Unsecured Note in iCap Fund III. Every disclosure on his BrokerCheck report involves an iCap private placement and names Somerset Securities as the firm. Each one settled, and a settlement is not an admission of wrongdoing.
Peter Po's most recent settlement came on June 28, 2026, when a corporate bond claim settled for $40,000. Po (CRD 3106974) appears in several settled customer disputes over corporate and high-yield bonds. The disclosures name NI Advisors or California Securities as the firm, and each matter ended in a settlement, not a finding.
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