Investors apparently complained about securities broker Jorge Alberto Valdes [CRD: 2403666, Miami, Florida], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Valdes worked for Voya Financial Advisors Inc. from July 6, 1995, to May 19, 2021, The Leaders Group Inc. from May 6, 2021, to May 13, 2021, and again since May 14, 2021, and Financial Designs Wealth Management from July 7, 2021, to August 2, 2023, and since August 14, 2023. See the following information to find out more about the disclosures involving this securities broker.
Notably, on June 13, 2025, a The Leaders Group Inc. client filed a complaint about Jorge Valdes. Mainly, the client alleged that Valdes made misrepresentations and committed forgery or gave a false attestation. For this reason, the investor allegedly sustained damages associated with life insurance products. As a result, the client requested $96,300 in compensation from The Leaders Group Inc. or Valdes.
Also, a client of ING Financial Partners Inc. disputed Jorge Valdes’s sales practices, according to a complaint dated February 4, 2008. Allegedly, Valdes made unsuitable recommendations. It appears that Valdes allegedly caused the client to suffer damages pertaining to variable annuities. Therefore, the client sought compensation from ING Financial Partners Inc. or Valdes in this matter. However, the firm denied this complaint.
Are you worried about investments you made through Jorge Valdes? You should contact Soreide Law Group at (888) 760-6552 or online and consult with a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for many clients throughout the US. Also, our securities attorneys work on a contingency fee arrangement and advance all costs. Valdes and brokerage firms Valdes worked for deny any allegations of sales practice violations.
Contact Soreide Law Group for a Free Review of Your Potential Investment Loss Claim If your financial advisor recommended Creative Media & Community Trust (NASDAQ: CMCT) and you suffered substantial losses, you may have legal rights. A CMCT investment loss attorney can help you understand your options and pursue recovery. Many investors purchased CMCT believing […]
Soreide Law Group is investigating potential investor claims involving Cambridge Investment Research following a FINRA disciplinary action concerning Unit Investment Trust (UIT) recommendations. In April 2026, FINRA censured Cambridge Investment Research after finding supervisory deficiencies involving certain UIT recommendations made to retail clients. Investors who incurred excessive fees, unnecessary costs, or other damages associated with […]
Soreide Law Group is investigating potential investor claims involving Infinity Financial Services after FINRA sanctioned the firm for supervisory failures involving deferred variable annuity exchanges and recommendations. Investors who incurred surrender charges or other losses in connection with variable annuity transactions recommended through Infinity should review the allegations that led to FINRA's disciplinary action against […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com