Soreide Law Group (888-760-6552) obtained the following information on FINRA’s website under, “Discipinary and Other FINRA Actions, January 2021” on the former National Securities Corporation of New York, broker:
Joseph Victor Alhadeff (CRD #2938087, Miami Beach, Florida).
On November 27, 2020, an Acceptance, Waiver, and Consent (AWC) was issued in which Joseph Victor Alhadeff was barred from association with any FINRA member in all capacities.
Without admitting or denying FINRA’s findings, Joseph Victor Alhadeff consented to the sanction and to the entry of findings that he allegedly refused to produce information and documents requested by FINRA in connection with its investigation into a registered representative who was supervised by him and a review of Alhadeff’s supervision of the representative.
(FINRA Case #2018057297101)
According to FINRA’s BrokerCheck, available to the public on FINRA’s website, Joseph Victor Alhadeff was in the securities industry for 21 years. He has two Disclosures on his FINRA CRD report. One is the “Regulatory” barring him from the industry and the other is a “Customer Dispute,” filed on August 27, 2019, requesting damages of $750,000.00. The allegations in the dispute are,”Breach of fiduciary duty, negligence, and breach of contract.”
Joseph Victor Alhadeff has been listed with five firms. The two most recent are listed below:
11/20/2012 - 12/31/2018 NATIONAL SECURITIES CORPORATION - NEW YORK, NY
03/20/2012 - 12/17/2012 VFINANCE INVESTMENTS, INC - NEW YORK, NY
If you or a family member have experienced financial losses due to the actions or recommendations of the former National Securities Corporation (NSC) of New York, NY, broker Joseph Victor Alhadeff, contact Soreide Law Group and speak to an experienced securities lawyer at no cost regarding the possible recovery of your investment losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group represents our clients nationwide before FINRA. We operate on a contingency fee basis—no fee to you if no recovery.
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