Soreide Law Group (888-760-6552) obtained the following information on FINRA’s website under, “Discipinary and Other FINRA Actions, January 2021” on the former National Securities Corporation of New York, broker:
Joseph Victor Alhadeff (CRD #2938087, Miami Beach, Florida).
On November 27, 2020, an Acceptance, Waiver, and Consent (AWC) was issued in which Joseph Victor Alhadeff was barred from association with any FINRA member in all capacities.
Without admitting or denying FINRA’s findings, Joseph Victor Alhadeff consented to the sanction and to the entry of findings that he allegedly refused to produce information and documents requested by FINRA in connection with its investigation into a registered representative who was supervised by him and a review of Alhadeff’s supervision of the representative.
(FINRA Case #2018057297101)
According to FINRA’s BrokerCheck, available to the public on FINRA’s website, Joseph Victor Alhadeff was in the securities industry for 21 years. He has two Disclosures on his FINRA CRD report. One is the “Regulatory” barring him from the industry and the other is a “Customer Dispute,” filed on August 27, 2019, requesting damages of $750,000.00. The allegations in the dispute are,”Breach of fiduciary duty, negligence, and breach of contract.”
Joseph Victor Alhadeff has been listed with five firms. The two most recent are listed below:
11/20/2012 - 12/31/2018 NATIONAL SECURITIES CORPORATION - NEW YORK, NY
03/20/2012 - 12/17/2012 VFINANCE INVESTMENTS, INC - NEW YORK, NY
If you or a family member have experienced financial losses due to the actions or recommendations of the former National Securities Corporation (NSC) of New York, NY, broker Joseph Victor Alhadeff, contact Soreide Law Group and speak to an experienced securities lawyer at no cost regarding the possible recovery of your investment losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group represents our clients nationwide before FINRA. We operate on a contingency fee basis—no fee to you if no recovery.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: GREAT POINT CAPITAL, LLC, (GREAT POINT) and their former registered representative, SUSAN JANE GITT (SUSAN J GITT, SUSAN JANE SCHULTZ) (Respondents). The Claimants are retired and live in Florida. The lawsuit states that the Claimants were looking for conservative income-generating […]
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
Phone:
Fax: 1-954-760-6553
Email: [email protected]