Soreide Law Group is investigating possible investor claims against securities broker Joshua Aaron Green (also known as Josh Green) (CRD: 4970616, New Port Richey, Florida). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Cetera Investment Services LLC. Supposedly, one or more individuals claim that Green made recommendations that led to losses. Here is a brief summary of the disclosures about Green.
Cetera Investment Services LLC Investor Accused Green Of Unsuitable Recommendations
Particularly, on June 14, 2022, a Cetera Investment Services LLC client filed FINRA Arbitration: 22-01322 about Joshua Green. Namely, the client alleged that Green made unsuitable recommendations. Because of this, the client allegedly sustained damages on structured notes. Therefore, the client requested compensation from Cetera Investment Services LLC or Green. Evidently, this arbitration is pending a resolution.
Joshua Green Discloses Misrepresentation Allegations By Cetera Investment Services LLC Client
Specifically, a client of Cetera Investment Services LLC contested Joshua Green’s sales practices, according to a complaint dated March 22, 2022. Allegedly, Green made misrepresentations and recommended investments which poorly performed. Supposedly, Green caused the client to sustain damages on structured notes. Therefore, the client seeks compensatory relief from Cetera Investment Services LLC or Green in this ongoing matter.
- Green has worked for Cetera Investment Services LLC in New Port Richey, Florida as a securities broker since September 7, 2017.
- Green has worked for Cetera Investment Advisors LLC in New Port Richey, Florida as a financial advisor since September 14, 2017.
- Green worked for BB&T Investment Services, Inc. in New Port Richey, Florida as a financial advisor and securities broker from April 15, 2014, to August 29, 2017.
Did Cetera Investment Services LLC Securities Broker Green Cause You To Experience Damages?
Did you suffer damages due to Joshua Green? If so, reach out to Soreide Law Group at (888) 760-6552 and talk with a securities lawyer about a possible recovery of your losses. Soreide Law Group, who has effectively recovered money for hundreds of investors across the United States, represents clients on a contingency fee basis and advances all costs. Green and brokerage firms Green worked for deny any and all allegations of sales practice violations.
