Investors apparently complained about securities broker Joshua William Sievers [CRD: 6927788, Fort Wayne, Indiana], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Sievers worked for Bankers Life Securities Inc. from April 2, 2018, to the present, and Bankers Life Advisory Services Inc. from September 18, 2019, to the present. Investors are encouraged to continue reading to learn more about disclosures involving Joshua Sievers and allegations reported on FINRA BrokerCheck.
Specifically, a client filed a complaint about Joshua Sievers. Primarily, the client alleged that Sievers made misrepresentations regarding fixed annuities, including surrender periods, penalties, and annuity performance. For this reason, the client allegedly incurred damages on poorly performing fixed annuities. As a result, on January 12, 2026, Bankers Life Securities Inc. settled this matter by paying the client $36,325.56.
Misrepresentation of annuity information generally involves a securities broker or financial advisor allegedly providing inaccurate or incomplete details about an annuity investment. These allegations can involve surrender penalties, withdrawal restrictions, fees, risks, or expected returns. Clients may claim they were not fully informed before purchasing an annuity or moving funds from securities investments into annuity products. Investors often rely heavily on financial professionals when evaluating whether annuity products satisfy their investment goals and financial needs.
Are you worried about investments you made through Joshua Sievers? You should contact Soreide Law Group online or at (888) 760-6552. Speak with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the US. Also, our securities lawyers represent investors on a contingency fee basis and advance all costs. Sievers and brokerage firms Sievers worked for deny accusations of sales practice violations.
Investors potentially experienced sales practice violations by securities broker Matthew R. Carbray [CRD: 4565811, Northampton, Massachusetts], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Carbray has worked for Kestra Investment Services LLC since July 21, 2006, and Kestra Advisory Services LLC since April 19, 2016. Continue reading to learn more about Carbray’s […]
Investors apparently complained about securities broker Juan Pablo Benavides [CRD: 4288007, Miami, Florida], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benavides has worked for Merrill Lynch as a securities broker since November 22, 2000, and as a financial advisor since March 15, 2004. See below to find out more about […]
Investors potentially incurred losses because of securities broker Sandy Meyer Leff [CRD: 1796695, Atlanta, Georgia], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Leff has worked for Carter Terry Company Inc. as a securities broker since October 6, 2016, and as a financial advisor since October 21, 2016. Keep reading to discover […]
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