John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
FINRA reports important information about securities broker Justin Allen Anderson (CRD: 6389728, Austin, Texas). Not only has FINRA sanctioned Anderson for failing to testify when the regulator investigated him, but investors disputed his sales practices. However, Anderson denies the allegations. Read on to learn more about the allegations against Anderson.
Evidently, on November 23, 2022, FINRA issued Case: 2021071179201, sanctioning Justin Anderson for infractions. Specifically, Anderson was barred. Notably, this means that he cannot associate with FINRA-member entities as a securities broker or in other capacities. Particularly, FINRA alleged that Anderson failed to testify when the regulator investigated him for potentially violating FINRA rules at CUSO Financial Services LP. Supposedly, Anderson failed to testify about his involvement in potential client signature discrepancies on account documents.
Also, a client of AXA Advisors LLC contested Justin Anderson’s sales practices, according to a complaint dated March 12, 2020. Allegedly, Anderson made omissions. Supposedly, Anderson possibly caused the client to sustain damages on variable annuities. Therefore, the client requested compensation from AXA Advisors LLC or Anderson in the amount of $6,000. However, the securities firm denied the complaint.
Did you suffer damages because of Justin Anderson? If so, you can contact Soreide Law Group at (888) 760-6552 and speak with an investment lawyer about a potential recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors across the United States, represents clients on a contingency fee basis and advances all costs. Anderson and brokerage firms Anderson worked for deny any and all allegations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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