Investors potentially experienced sales practice violations due to securities broker Justin Duane Mundt [CRD: 5652696, St. Charles, Minnesota], according to disclosures on FINRA BrokerCheck. Evidently, Mundt worked for FBL Marketing Services LLC from April 3, 2009 to December 4, 2020. He joined Mundt and Associates on April 2014, and currently serves as a financial advisor with Gibbs Wealth Management LLC (Alpharetta, Georgia), REALTA Investment Advisors Inc. (Wilmington, Delaware), and Transce3nd (Kyle, Texas) as of 2024–2025. Read on to learn more about the disclosures involving Mundt, including allegations of misrepresentation involving life insurance products.
Notably, on July 23, 2024, a Mundt Associates client filed Civil Action No. 55-CV-24-4826 about Justin Mundt. Particularly, the client alleged that Mundt made misrepresentations regarding an investment strategy involving life insurance. Because of this, the client allegedly sustained damages relating to life insurance products. Thus, the client requested compensatory damages in excess of $50,000 in compensation from Mundt Associates or Mundt. Evidently, this civil suit is pending a resolution.
Specifically, a client of Mundt Associates disputed Justin Mundt’s sales practices by filing Civil Action No. 55-CV-24-4826 on July 23, 2024. Allegedly, Mundt misrepresented material facts concerning the use of life insurance policies as part of an investment strategy, resulting in damages. Consequently, the client seeks compensation from Mundt Associates or Mundt in this ongoing matter.
Do you have concerns or questions regarding investments involving Justin Mundt? If so, contact Soreide Law Group online or at (888) 760-6552 and talk to a securities lawyer. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee basis and advances the costs. Mundt and brokerage firms Mundt worked for deny allegations of sales practice violations.
Soreide Law Group is investigating potential investor claims involving RAD Diversified REIT Inc., specifically focusing on whether brokers or financial advisors improperly recommended this non-traded real estate investment trust despite mounting red flags. RAD Diversified REIT raised investor funds to acquire and manage real estate assets nationwide, positioning itself as an accessible way for individuals […]
Investors apparently complained about securities broker Richard James Carlesco Jr. [CRD: 2135988, Liverpool, New York], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Carlesco worked for IBN Financial Services Inc. from October 24, 2000, to the present, and later registered with Cambridge Investment Research Inc. and Cambridge Investment Research Advisors Inc. beginning April […]
Investors potentially experienced sales practice violations by securities broker Steven Wallace Schmitt [CRD: 4486457, Paramus, New Jersey], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Schmitt worked for Raymond James Associates Inc. since November 9, 2022, and previously worked for Morgan Stanley from October 7, 2016, to November 29, 2022. […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com