Keith Medeck Disclosed Allegations Of Unsuitable Advice

Investors have come forward with complaints about securities broker Keith Howard Medeck (CRD: 3011429, New York, New York). Notably, the securities broker, who worked for National Securities Corp., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, National Securities Corp. clients allege that Medeck made unsuitable recommendations. For more on these disclosures about Medeck, see below.

Medeck Disclosed Unsuitable Advice Allegations By National Securities Corp. Client

Particularly, a client of National Securities Corp. contested Keith Medeck’s sales practices by filing FINRA Arbitration: 20-03818. Allegedly, Medeck provided unsuitable advice. It appears that Medeck caused the client to sustain damages on private placements. Therefore, National Securities Corp. opted to settle the matter on November 1, 2021, by compensating the client in the amount of $75,000.

National Securities Corp. Investor Accused Keith Medeck Of Unsuitable Trading

Specifically, a client of National Securities Corp. contested Keith Medeck’s sales practices by filing FINRA Arbitration: 12-01621. Allegedly, Medeck engaged in unsuitable trading. It appears that Medeck caused the client to sustain damages on stocks. Therefore, National Securities Corp. opted to settle the matter on May 7, 2013, by compensating the client in the amount of $55,000.

Continental Broker Dealer Corp. Investor Accused Medeck Of Margin Misuse

Also, a Continental Broker Dealer Corp. client filed a complaint about Keith Medeck. Namely, the client alleged that Medeck inappropriately used margin. Because of this, the client allegedly sustained damages. Therefore, on April 2, 2003, Continental Broker Dealer Corp. settled this matter by paying the client $115,000 in damages.

Keith Medeck Disclosed Unauthorized Trading Allegations By Millennium Securities Corp. Client

Particularly, a client of Millennium Securities Corp. contested Keith Medeck’s sales practices, according to a complaint. Allegedly, Medeck engaged in unauthorized trading. Supposedly, Medeck caused the client to sustain damages on over-the-counter equities. Therefore, Millennium Securities Corp. opted to settle the matter on April 18, 2002, by compensating the client.

Employment Information

Medeck worked for National Securities Corp. as a securities broker from January 2004 to July 2022.

Did National Securities Corp. Securities Broker Medeck Cause You To Experience Damages?

Have you sustained damages by investing with Keith Medeck? If you have, reach out to Soreide Law Group at (888) 760-6552 and speak with an experienced securities attorney about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for investors within all 50 states, represents clients on a contingency fee basis and advances all costs. Medeck and brokerage firms Medeck worked for deny any and all allegations of sales practice violations.