Investors have come forward with complaints about securities broker Keith Howard Medeck (CRD: 3011429, New York, New York). Notably, the securities broker, who worked for National Securities Corp., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, National Securities Corp. clients allege that Medeck made unsuitable recommendations. For more on these disclosures about […]

Investors have come forward with complaints about securities broker Scot Barringer AKA Scott Barringer [CRD#: 1385168, Denver, CO]. Notably, the securities broker, who worked for Westpark Capital, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Supposedly, Westpark Capital clients allege that Barringer made misrepresentations and unsuitable transactions. For more on these disclosures about […]

Soreide Law Group is investigating possible investor claims against securities broker Kevin McCallum AKA Kevin Marshall McCallum [CRD#: 2222586, Birmingham, AL]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for LPL Financial. Notably, investors allege sales practice violations in these disputes, including that […]

Soreide Law Group is investigating possible investor claims against securities broker Travis John Wolfe [CRD#: 5851265, Downers Grove, IL]. Wolfe has worked for Ausdal Financial Partners since 2016 and Purshe Kaplan Sterling Investments from 2014-2015. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that clients of Ausdal Financial Partners and Purshe Kaplan Sterling disputed the […]

Investors have come forward with complaints about securities broker Matthew Stern Buchsbaum [CRD#: 2220565, New York, New York]. Evidently, the securities broker, who worked for UBS Financial Services, discloses investor disputes on FINRA BrokerCheck. Evidently, UBS Financial Services clients allege misrepresentations and unsuitable recommendations. For more on these disclosures about Buchsbaum, see below. However, please […]

FINRA reports allegations of sales practice violations by securities broker Kenneth Joseph Heidelberger[CRD#: 5293261, Naples, Florida]. Evidently, investors disputed the sales practices of the securities broker, who worked for Fifth Third Securities. Notably, these disclosures allege Heidelberger engaged in sales practice violations. Read on to learn more about the allegations against Heidelberger. However, please note […]

Investors have come forward with complaints about securities broker James Tracy Stines [CRD#: 1175075, Richmond, Virginia]. Evidently, the securities broker, who worked for BBT Securities, discloses investor disputes on FINRA BrokerCheck. For more on these disclosures about Stines, see below. BBT Securities Client Accuses James Stines Of Failing To Follow Instructions Evidently, on March 11, […]

Soreide Law Group is examining potential investor disputes concerning securities broker Marlyn Leroy McClain, aka Marlyn McClain and Marylou McClain (CRD#: 325415, Elkhorn, Nebraska). Evidently, McClain joined NYLife Securities LLC as a securities broker in October 1982. Currently, BrokerCheck shows that four investors filed disputes concerning suitability and representations relating to insurance transactions. Here's a […]

Investor Disputes Reportedly Concern Sales Practices Of Broker Keith Connolly Soreide Law Group comes to you regarding the investment disputes alleging sales practice violations by broker Keith Lawton James Connolly (CRD#: 2667382, Melville, New York). Evidently, Connolly worked for firms JD Nicholas (2008 to 2015) and Aegis Capital Corp (2015 to 2019). It appears that […]