Kelly Dale Connected To American Capital Partners Client Arbitration Re: Omissions

One or more investors apparently complained about securities broker Kelly Eugene Dale [CRD: 2711340, Atlanta, Georgia], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dale has been registered with American Capital Partners LLC (CRD#: 119249), located at 6000 Lake Forrest Drive N.W., Suite 325, Atlanta, Georgia, since February 1, 2013. Evidently, Kelly Dale has been associated with this firm for over a decade. Below, you can learn more about the broker’s disclosures and what they could mean for investors.

American Capital Partners Investor Accused Dale Of Omissions And Misrepresentations

Evidently, an American Capital Partners client filed FINRA Arbitration No. 25-00280 about Kelly Dale. The client alleged that Dale made omissions of material fact and misrepresentations of material fact. Specifically, the client claimed he was not contacted by American Capital Partners via email, phone, letter, or other communications, and was misinformed that the private placement IPO stock known as “Impossible Foods” could not be sold until it went public. Because of this, the client allegedly sustained damages on private placements. Therefore, on February 27, 2025, American Capital Partners settled this matter by paying the client $25,000.00 in damages.

What Are Allegations Of Omissions And Misrepresentations?

In plain English, an allegation of “omissions” means the broker failed to tell the client something important that could have influenced their investment decision. On the other hand, “misrepresentations” refer to a broker giving incorrect or misleading information. Both are considered violations because they prevent clients from making informed financial decisions. When investors act on bad or incomplete information, they may suffer avoidable financial losses.

Seeking More Information About Financial Advisor / Securities Broker Kelly Dale?

Do you have additional questions or concerns about your investments with Kelly Dale? Feel free to contact Soreide Law Group online or at (888) 760-6552. Speak with a securities attorney regarding a possible recovery of investment-related losses. Soreide Law Group is experienced with recovering losses for investors throughout the country. The firm represents individuals on a contingency fee basis, and advances all costs. Dale and any registered investment advisors / securities broker dealers Dale worked for deny any allegations of sales practice violations.