One or more investors apparently complained about securities broker Kelly Eugene Dale [CRD: 2711340, Atlanta, Georgia], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dale has been registered with American Capital Partners LLC (CRD#: 119249), located at 6000 Lake Forrest Drive N.W., Suite 325, Atlanta, Georgia, since February 1, 2013. Evidently, Kelly Dale has been associated with this firm for over a decade. Below, you can learn more about the broker’s disclosures and what they could mean for investors.
Evidently, an American Capital Partners client filed FINRA Arbitration No. 25-00280 about Kelly Dale. The client alleged that Dale made omissions of material fact and misrepresentations of material fact. Specifically, the client claimed he was not contacted by American Capital Partners via email, phone, letter, or other communications, and was misinformed that the private placement IPO stock known as “Impossible Foods” could not be sold until it went public. Because of this, the client allegedly sustained damages on private placements. Therefore, on February 27, 2025, American Capital Partners settled this matter by paying the client $25,000.00 in damages.
In plain English, an allegation of “omissions” means the broker failed to tell the client something important that could have influenced their investment decision. On the other hand, “misrepresentations” refer to a broker giving incorrect or misleading information. Both are considered violations because they prevent clients from making informed financial decisions. When investors act on bad or incomplete information, they may suffer avoidable financial losses.
Do you have additional questions or concerns about your investments with Kelly Dale? Feel free to contact Soreide Law Group online or at (888) 760-6552. Speak with a securities attorney regarding a possible recovery of investment-related losses. Soreide Law Group is experienced with recovering losses for investors throughout the country. The firm represents individuals on a contingency fee basis, and advances all costs. Dale and any registered investment advisors / securities broker dealers Dale worked for deny any allegations of sales practice violations.
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
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