Investors potentially incurred losses because of securities broker Kerrie A. Coe (also known as Kerrie Cobb and Kerrie Lemon) [CRD: 4951159, Indianapolis, Indiana], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Coe worked for Cetera Investment Services LLC and Cetera Investment Advisers LLC from January 21, 2014, to September 17, 2024, and has been registered with Wells Fargo Clearing Services LLC and Wells Fargo Advisors since September 17, 2024. Investors should continue reading to find out more about disclosures involving Coe.
Evidently, on November 1, 2024, a Cetera Investment Services LLC client filed FINRA Arbitration No. 24-02368 concerning Kerrie Coe. Mainly, the client alleged that Coe made unsuitable recommendations. Because of this, the client allegedly experienced damages related to structured products. As a result, the client requested $640,000 in compensation from Cetera Investment Services LLC or Coe. It appears that this arbitration remains pending.
Notably, a client of Cetera Investment Services LLC disputed Coe’s sales practices by filing FINRA Arbitration No. 24-01948. Allegedly, Coe made unsuitable recommendations. It appears that Coe allegedly caused the client to sustain damages involving mutual funds. Consequently, Cetera Investment Services LLC opted to settle the matter on October 9, 2025, by paying the client $65,000.
Did you experience losses because of Kerrie Coe? Contact Soreide Law Group at (888) 760-6552 or online and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the US. Also, the firm works on a contingency fee basis and advances all costs. Coe and brokerage firms Coe worked for deny accusations of sales practice violations.
Investors apparently complained about securities broker Debra Dawn Mesle (also known as Debra Dawn Hanebrink and Debbie Mesle) [CRD: 849766, Chesterfield, Missouri], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mesle worked for Merrill Lynch from June 30, 2006, to January 2, 2026, and has worked for Huntleigh Securities Corporation and Huntleigh […]
Investors potentially experienced sales practice violations by securities broker Francis Stephen Zoracki, also known as Frank Zoracki [CRD: 1363103, Irwin, Pennsylvania], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Zoracki has worked for Cambridge Investment Research Inc. since September 28, 2011; Cambridge Investment Research Advisors Inc. since September 28, 2011; and Duncan […]
Investors may have suffered financial harm by securities broker and investment adviser Loren James Grabau [CRD: 6984490, Santa Maria, California], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Grabau worked for Independent Financial Group LLC from April 8, 2019, to August 19, 2025. See below to discover more about Grabau’s disclosures. […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com