Investors apparently complained about securities broker Kevin Winthrop Paasch [CRD: 2213833, Virginia Beach, Virginia], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Paasch has worked for MML Investors Services LLC since August 17, 2005. Investors should review the information below to learn more about disclosures involving Paasch’s conduct as a securities broker and investment adviser.
MML Investors Services Investor Accused Paasch Of Failure To Follow Instructions
Particularly, on March 10, 2025, a MML Investors Services LLC client filed FINRA Arbitration No. 25-00393 regarding Kevin Paasch. Primarily, the client alleged that Paasch failed to follow instructions by not selling and transferring assets as directed in 2021 and later transferring funds from a joint account into an account held by only one joint account holder, contrary to prior instructions. For this reason, the client allegedly experienced damages related to mutual funds and managed accounts. As a result, the client requested $1,133,740 in compensatory damages from MML Investors Services LLC or Paasch. It appears that this arbitration awaits a resolution.
Kevin Paasch Disclosed Misrepresentation Allegations By MML Investors Services Client
Specifically, a client of MML Investors Services LLC disputed Paasch’s sales practices, according to a complaint dated December 27, 2015. Allegedly, Paasch made misrepresentations in connection with the sale of a variable annuity. It appears that Paasch allegedly caused the client to sustain damages involving variable annuities. Consequently, the client sought compensation from MML Investors Services LLC or Paasch. The complaint was denied on January 30, 2016.
MML Investors Services Investor Accused Paasch Of Sales Practice Violation
Additionally, on March 16, 2015, a MML Investors Services LLC client filed a complaint about Kevin Paasch. Mainly, the client alleged that Paasch made misrepresentations regarding a variable annuity sold in 2012 and failed to provide good advice concerning other annuity investments. Because of this, the client allegedly sustained damages involving fixed annuities and variable annuities. Therefore, the client requested $15,495.75 in compensation from MML Investors Services LLC or Paasch. This complaint was denied on April 16, 2015.
Did You Invest With Financial Advisor / Securities Broker Kevin Paasch?
Are you concerned about investments you made through Kevin Paasch? You can contact Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the US. Also, the firm works on a contingency fee basis and advances all costs. Paasch and the brokerage firms Paasch worked for deny allegations of sales practice violations.
