Soreide Law Group, based in Florida, obtained the following information on the following Florida broker from FINRA’s website under, “Disciplinary and Other FINRA Actions March 2018:”
Kevin Scott Woolf (CRD #6145312, Winter Haven, Florida)
was barred by FINRA for allegedly failing to provide documents and information and to appear and provide FINRA on-the-record testimony during the course of an investigation into allegations that he engaged in multiple undisclosed outside business activities, including the development of a hotel, and participated in an undisclosed private securities offering for that development project that was marketed to clients of his member firm.
(FINRA Case #2016050541201)
FINRA has barred Kevin Scott Woolf from acting as a broker or otherwise associating with a broker-dealer firm.
According to FINRA’s BrokerCheck, which is available to the public on FINRA’s website, Kevin Scott Woolf was in the securities industry for 3 years and was listed with the following firm:
02/01/2013 - 06/30/2016 MORGAN STANLEY - WINTER HAVEN, FL
Brokerages may also be held liable for brokers’ misconduct, due to a lack of supervision. If you have experienced losses due to the former Morgan Stanley, Winter Haven, Florida broker, Kevin Scott Woolf, you may be able to recover your losses through a FINRA arbitration. Contact Soreide Law Group, conveniently based in Florida, and speak to an experienced securities lawyer regarding the possible recovery of your investment losses at: 888-760-6552.
Soreide Law Group represents clients nationwide before FINRA. We operate on a contingency fee basis—no cost to you if no recovery. Let our years of experience, work for you.
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