John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.

Soreide Law Group, based in Florida, obtained the following information on the following Florida broker from FINRA’s website under, “Disciplinary and Other FINRA Actions March 2018:”
Kevin Scott Woolf (CRD #6145312, Winter Haven, Florida)
was barred by FINRA for allegedly failing to provide documents and information and to appear and provide FINRA on-the-record testimony during the course of an investigation into allegations that he engaged in multiple undisclosed outside business activities, including the development of a hotel, and participated in an undisclosed private securities offering for that development project that was marketed to clients of his member firm.
(FINRA Case #2016050541201)
FINRA has barred Kevin Scott Woolf from acting as a broker or otherwise associating with a broker-dealer firm.
According to FINRA’s BrokerCheck, which is available to the public on FINRA’s website, Kevin Scott Woolf was in the securities industry for 3 years and was listed with the following firm:
02/01/2013 - 06/30/2016 MORGAN STANLEY - WINTER HAVEN, FL
Brokerages may also be held liable for brokers’ misconduct, due to a lack of supervision. If you have experienced losses due to the former Morgan Stanley, Winter Haven, Florida broker, Kevin Scott Woolf, you may be able to recover your losses through a FINRA arbitration. Contact Soreide Law Group, conveniently based in Florida, and speak to an experienced securities lawyer regarding the possible recovery of your investment losses at: 888-760-6552.
Soreide Law Group represents clients nationwide before FINRA. We operate on a contingency fee basis—no cost to you if no recovery. Let our years of experience, work for you.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
Phone:
Fax: 1-954-760-6553
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