Investors may have faced losses because of securities broker Lacey Elizabeth Buteyn, also known as Lacey Elizabeth DePue [CRD: 4420482, San Diego, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Buteyn joined Kingswood Capital Partners LLC in San Diego, California on December 20, 2023, and Kingswood Wealth Advisors LLC in Plano, Texas on January 2, 2024. She also worked at Level Four Financial LLC and Williams Financial. Read on to learn more about the specific disclosures related to Lacey Buteyn's professional conduct.
Particularly, on November 3, 2023, Level Four Financial LLC allowed Buteyn to resign. Evidently, the securities firm alleged that Buteyn engaged in improper conduct with variable annuities and was permitted to resign following an internal review triggered by concerns from an annuity carrier.
Also, a client of Williams Financial contested Lacey Buteyn’s sales practices, according to a complaint dated July 15, 2019. Allegedly, Buteyn made unsuitable recommendations concerning private securities. It appears that Buteyn allegedly caused the client to sustain damages. So, the client sought compensation from Williams Financial or Buteyn. The firm closed this complaint without a resolution.
Did you experience losses because of any sales practice violation by financial advisor / securities broker Lacey Buteyn? If you have, get in touch with Soreide Law Group online or at (888) 760-6552 so you can talk to a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Buteyn and brokerage firms Buteyn worked for deny accusations of sales practice violations.
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