Investors potentially experienced sales practice violations by securities broker Lei Wang [CRD: 2626500, West Palm Beach, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lei Wang worked for Osaic Wealth Inc. beginning January 24, 2025, and previously was registered with Osaic FA Inc. from May 30, 2001, to January 24, 2025. Investors should continue reviewing the information below to learn more about the disclosures associated with Wang’s registration history.
Evidently, on October 28, 2025, a Osaic Wealth Inc. client filed a complaint about Lei Wang. Primarily, the client alleged that Wang made misrepresentations. For this reason, the client allegedly experienced damages linked to variable life insurance products. Therefore, the client requested more than $5,000 in compensation from Osaic Wealth Inc. or Wang. The matter remains pending.
Particularly, a client of Lincoln Financial Advisors Corporation disputed Lei Wang’s sales practices, according to a complaint dated September 19, 2016. Allegedly, Wang made misrepresentations. It appears that Wang allegedly caused the client to experience damages. As a result, the client sought compensation from Lincoln Financial Advisors Corporation or Wang in this matter. The complaint was denied and closed on October 17, 2016.
Do you need clarification on any investment losses relating to Lei Wang? Contact Soreide Law Group online or at (888) 760-6552 and talk to a securities lawyer regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Wang and brokerage firms Wang worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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