Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
Investors potentially experienced sales practice violations by securities broker Lei Wang [CRD: 2626500, West Palm Beach, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lei Wang worked for Osaic Wealth Inc. beginning January 24, 2025, and previously was registered with Osaic FA Inc. from May 30, 2001, to January 24, 2025. Investors should continue reviewing the information below to learn more about the disclosures associated with Wang’s registration history.
Evidently, on October 28, 2025, a Osaic Wealth Inc. client filed a complaint about Lei Wang. Primarily, the client alleged that Wang made misrepresentations. For this reason, the client allegedly experienced damages linked to variable life insurance products. Therefore, the client requested more than $5,000 in compensation from Osaic Wealth Inc. or Wang. The matter remains pending.
Particularly, a client of Lincoln Financial Advisors Corporation disputed Lei Wang’s sales practices, according to a complaint dated September 19, 2016. Allegedly, Wang made misrepresentations. It appears that Wang allegedly caused the client to experience damages. As a result, the client sought compensation from Lincoln Financial Advisors Corporation or Wang in this matter. The complaint was denied and closed on October 17, 2016.
Do you need clarification on any investment losses relating to Lei Wang? Contact Soreide Law Group online or at (888) 760-6552 and talk to a securities lawyer regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Wang and brokerage firms Wang worked for deny accusations of sales practice violations.
Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
William Tunink (CRD: 2738224) settled a customer claim for $299,000 on August 11, 2026, according to his BrokerCheck report. The customer alleged that he obtained loans from the customer, and that some of the money went into an investment.
Tony Barouti (CRD: 3031995) faces a pending $230,400 customer claim, according to his BrokerCheck report. He says the allegations in it are false. His report also lists SEC administrative and cease-and-desist proceedings from August 2025.
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