Investors potentially incurred losses because of securities broker Michael Douglass Frost [CRD: 2000358, Colorado Springs, Colorado], based on public information on Financial Industry Regulatory Authority BrokerCheck. Frost worked for LPL Financial LLC from November 29, 2017, to September 18, 2025, and has worked for Cetera Advisors LLC since September 17, 2025. See below to discover […]

Investors potentially experienced sales practice violations by securities broker Mark Perry Kissinger [CRD: 4546631, Frisco, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kissinger worked for NYLIFE Securities LLC since November 27, 2018, and Eagle Strategies LLC since March 15, 2023. Read on for a better understanding about the disclosures involving this […]

Investors potentially incurred losses because of securities broker Earl Eugene Newsome [CRD: 2436856, Spring, Texas], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Newsome worked for Next Financial Group Inc. from November 20, 2007, to July 10, 2025, and has been registered with LPL Financial LLC since July 10, 2025. Investors […]

Investors potentially experienced sales practice violations by securities broker Lei Wang [CRD: 2626500, West Palm Beach, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lei Wang worked for Osaic Wealth Inc. beginning January 24, 2025, and previously was registered with Osaic FA Inc. from May 30, 2001, to January 24, 2025. Investors […]

Investors reportedly complained about securities broker John Kenyon Lang [CRD: 2830417, Scarsdale, New York], based on public information found on FINRA BrokerCheck. Evidently, Lang has worked for Park Avenue Securities LLC in Rye Brook, New York since May 3, 1999, and has also been registered as an investment adviser with the same firm in Scarsdale, […]

Investors apparently complained about securities broker Prakash Verma (also known as Mike Panjabi, Ramprakash Panjabi, and Mike Verma) [CRD: 4760483, Leander, Texas], based on disclosures found on FINRA BrokerCheck. Evidently, Verma worked for NYLIFE Securities LLC (CRD#: 5167) from November 17, 2004, to June 2, 2025. Read on to find out more about the disclosures […]

Investors potentially experienced sales practice violations due to securities broker Donald Wells (also known as Don Wells) [CRD: 1217316, Seattle, Washington], according to disclosures on FINRA BrokerCheck. Evidently, Wells worked for Titan Securities from March 4, 2010 to June 30, 2023, and is currently registered with Realta Equities Inc. in Wilmington, Delaware, and Realta Investment […]

Investors apparently complained about securities broker Lester Hamrick [CRD: 5208155, Tallahassee, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hamrick has worked with MML Investors Services LLC at 259 John Knox Road, Tallahassee, Florida since June 8, 2020, as a broker and since June 12, 2020, as an investment adviser. Below, you […]

One or more investors apparently complained about securities broker Aaron Paul Rask [CRD: 5960444, Broomfield, Colorado], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Aaron Rask worked for NYLIFE Securities LLC from January 30, 2012, to June 21, 2024, and is currently working with MML Investors Services LLC as of June 27, […]