F
The following information was obtained by Soreide Law Group (888-760-6552) from FINRA’s website under, “Disciplinary and Other FINRA Actions, July 2016.”
LIZABETH G. TY (CRD #4737319, Sugarland, Texas)
Alternate Names: LIZABETH ROWENA GOTUACO, BETH GOTUACO TY
was barred by FINRA for allegedly failing to provide FINRA with requested documents and information during the course of an investigation into allegations that she sold unregistered securities.
(FINRA Case #2016049315001)
Any stock that does not have an effective registration statement on file with the SEC is considered "unregistered."
Lizabeth Ty worked in the securities industry for 10 years. FINRA has permanently barred her from acting as a broker or otherwise associating with firms that sell securities to the public. Lizabeth G. Ty was previously registered with the following firms:
01/2006 - 07/2015 PARK AVENUE SECURITIES LLC - HOUSTON, TX
04/2004 - 11/2004 BROOKSTREET SECURITIES CORPORATION - SAN JUAN CAPISTRANO, CA
02/2004 - 04/2004 AMERITAS INVESTMENT CORP. - LINCOLN, NE
If you’ve experienced investment losses due to the recommendations of former broker, Lizabeth G.Ty, formerly with Park Avenue Securities of Houston, TX, contact Soreide Law Group for a no-cost consultation with a lawyer regarding the possibility of recovering your losses at: 888-760-6552.
Soreide Law Group represents clients nationwide before FINRA and we operate on a contingency fee.[
Zachary Cuyler Green, also known as Zach Green (CRD: 5714566), is a securities broker based in Raleigh, North Carolina. A client has claimed investment losses in a complaint involving Green, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck. Green worked with Merit Financial Advisors since May 8, 2025, and Purshe Kaplan Sterling Investments since May […]
Adam T. Taff, also known as Adam Taff (CRD: 5933315), is a securities broker and financial advisor in Charlotte, North Carolina. He has been registered with MML Investors Services LLC as a broker since July 26, 2011, and as a financial advisor since November 30, 2012. Taff disclosed a client complaint involving alleged investment losses, […]
Investors might have sustained losses due to securities broker Donald Paul Robbins [CRD: 4364668, Waxhaw, North Carolina], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Robbins has been registered with MML Investors Services LLC as a broker since April 8, 2016, and as a financial advisor since April 12, 2016. Keep reading […]
Phone:
Fax: 1-954-760-6553
Email: [email protected]