Soreide Law Group has filed a FINRA Arbitration on behalf of their clients against PARK AVENUE SECURITIES, LLC, and their registered representative, LIZABETH GOTUACO TY (BETH TY). The Claimants are a married couple from Texas who run a non-denominational church. They make investments on behalf of the church which is funded by the parishioners. They […]

Soreide Law Group obtained the following information from FINRA’s January 2017 disciplinary report.  Soreide Law Group also has pending litigation against Park Avenue Securities, also due to alleged lack of supervision. Park Avenue Securities LLC (CRD #46173, New York, New York) was censured and fined $195,000 by FINRA for allegedly failing to enforce its Written Supervisory […]

F The following information was obtained by Soreide Law Group (888-760-6552) from FINRA’s website under, “Disciplinary and Other FINRA Actions, July 2016.” LIZABETH G. TY (CRD #4737319, Sugarland, Texas) Alternate Names: LIZABETH ROWENA GOTUACO, BETH GOTUACO TY was barred by FINRA for allegedly failing to provide FINRA with requested documents and information during the course […]