June 21, 2012

Mackinac Island Rep, Gary Cousino, Barred by FINRA

business man holding his head with text asking questions about stock broker misconduct

 

Gary Lee Cousino (CRD #726486, Registered Representative, Mackinac Island, Michigan)

 

has been barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Cousino consented to the described sanction and to the entry of findings that he failed to respond to FINRA requests for information regarding its investigation of lawsuits and an arbitration action filed by a prior securities customer alleging, among other things, an unauthorized trade, fraud, unsuitability and breach of fiduciary duty by Cousino.

Cousino stated that through his attorney, he had sent FINRA a letter declining to respond in any manner to FINRA’s requests for information.

(FINRA Case #2010023057601 )

The information was obtained on FINRA’s website, “Disciplinary and Other Actions, June, 2012.”

Soreide Law Group, PLLC, has represented clients nationwide. If you or a family member have sustained losses due to your stock broker or financial advisor’s recommendations, please call for a free consultation on how to potentially recover your losses. To speak with an attorney call 888-760-6552, or visit our website at: https://www.securitieslawyer.com.

Soreide Law Group, PLLC., representing investors nationwide before FINRA the Financial Industry Regulatory Authority.

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