Investors might have sustained losses due to securities broker Stephen Russell Stanford (also known as Steve Stanford) [CRD: 1686790, San Francisco, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Stephen Stanford joined Portsmouth Financial Services on March 18, 2013. Additionally, he joined Portsmouth Financial Services Inc. in Fairhope, Alabama, on July 25, […]

Soreide Law Group is presently investigating potential claims on behalf of investors who may have sustained losses due to the actions of Michael Roy Blueweiss (CRD: 728969, Melville, New York). Blueweiss is currently affiliated with Arete Wealth Management, LLC and Arete Wealth Advisors, LLC, where he has been registered since July 21, 2022, and July […]

Soreide Law Group is investigating possible investor claims against securities broker Simon Michel Joseph (also known as Simon Michael Youssef) [CRD: 5602157, Alexandria, Virginia]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Truist Investment Services Inc. Evidently, investors allege sales practice violations […]

Soreide Law Group is investigating possible investor claims against securities broker Michael Clarence Nolan (CRD: 1082281, Philadelphia, Pennsylvania). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that he voluntarily resigned from JP Morgan Chase Bank, NA. Evidently, an investor also alleges sales practice violations in a dispute, including that Nolan engaged in unauthorized trading. Here […]

Soreide Law Group is investigating possible investor claims against securities broker Yousuf Saljooki AKA Joe Saljooki and Joseph Saljooki [CRD#: 5045123, Melville, NY]. Evidently, FINRA sanctioned the securities broker, who worked for SW Financial. Allegedly, Saljooki failed to comply with an arbitration award or settlement agreement. Here is a brief summary FINRA’s allegations against Saljooki. […]

Soreide Law Group is investigating possible investor claims against securities broker Marc Reda AKA Marc Augustus Reda [CRD#: 2757330, New York, NY]. Notably, FINRA sanctioned the securities broker, who worked for Spartan Capital Securities. Allegedly, Reda churned a client’s account and made unsuitable recommendations and unauthorized transactions. Here is a brief summary FINRA’s allegations against […]

Soreide Law Group is investigating possible investor claims against securities broker Charles Baker AKA Charles Ronald Baker AKA Ron Baker [CRD#: 10600, Lubbock, TX]. Evidently, FINRA sanctioned the securities broker, who worked for Richfield Orion International. Allegedly, Baker failed to testify when FINRA investigated the stockbroker for possible violations of FINRA rules. Here is a […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows important information about securities broker Robert Hayes Hoffmann (CRD#: 4008798, Indianapolis, Indiana). Evidently, Hoffmann worked for securities firms Robert W. Baird & Co. Incorporated, Northwestern Mutual Investment Services, LLC, Woodbury Financial Services, Inc., and Thurston, Springer, Miller, Herd & Titak, Inc. Notably, at least 4 investors complained about […]

Investors File Disputes Concerning Securities Broker Debra Bourne (First Standard Financial, National Securities Corp) Soreide Law Group comes to you with an update concerning securities broker Debra Collura Bourne aka Debra Ann Bourne (CRD#: 1352344, Red Bank, New Jersey). Evidently, Bourne worked for Oppenheimer Co. Inc. (2008 to 2014), National Securities Corporation (2014 to 2016), […]