Marc Haggar Involved In UBS Client Disputes

Investors complained about securities broker Marc Edmond Haggar [CRD: 4146965, Dallas, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Marc Haggar has worked for UBS Financial Services Inc. since December 6, 2011. The following information is an overview of the securities broker’s disclosures.

UBS Financial Services Investor Accused Haggar Of Failure To Follow Instructions

Specifically, a UBS Financial Services client filed FINRA Arbitration No. 23-00864 about Marc Haggar. The client alleged misrepresentation and failure to follow instructions. Because of this, the investor supposedly sustained damages. Consequently, on April 2, 2024, UBS Financial Services settled this matter by paying the client $25,000 in damages.

Marc Haggar Disclosed Breach Of Fiduciary Duty Allegations By UBS Financial Services Client

Particularly, a client of UBS Financial Services contested Marc Haggar’s sales practices, according to a complaint dated March 3, 2023. Notably, the investor alleged breach of fiduciary duty and negligence. Allegedly,  Haggar allegedly caused the client to sustain damages. Therefore, they sought damages from UBS Financial Services or Haggar in the amount of $70,000 in this matter. However, the firm denied the complaint.

Did You Sustain Losses Because Of Securities Broker Haggar?

Experience losses due to Marc Haggar? If so, touch base with Soreide Law Group online or at (888) 760-6552 and speak to a securities lawyer about a potential recovery of your investment losses. Soreide Law Group investment loss recovery lawyers help individuals throughout the United States, work on a contingency fee basis, and advance all costs. Haggar and brokerage firms Haggar worked for deny accusations of sales practice violations.